MUFG · 6 hours ago
Vice President - Global Financial Crimes Compliance Systems Testing
Irving, TX
Full-time
Hybrid
Mid, Senior Level
$112K/yr - $160K/yr
7+ years expMitsubishi UFJ Financial Group (MUFG) is one of the world’s leading financial groups, striving to make a difference for every client and community they serve. The selected colleague will lead the Global Systems & Technology Review Team’s testing activities in the Americas region, managing the systems testing process globally and engaging with key stakeholders to mitigate financial crimes risk.
Financial Services
Responsibilities
Lead Financial Crimes (FC) systems testing activities in the Americas region, including end-to-end systems testing between primary source systems and target systems such as sanctions screening, transaction monitoring, or other FC systems to detect control breaks and mitigate financial crimes risk
Lead projects to perform complex FC Systems Testing across all regional MUFG offices in the Americas region
Understand business process flows, data flows and mapping, system specifications, key data elements, along with related compliance technology components
Assess the controls in place and their design to ensure the completeness and accuracy of data from primary source systems to target systems
Perform a leadership role in the annual test planning process, including scope determination, coordinating availability of test environments, performing resource estimation, preparation and review of test cases, and conducting end-to-end data linkage testing as well as business functional testing in branches, the regional hub, and Tokyo head office
Manage preparation of written reports summarizing the Objectives, Scope, Findings and Conclusions for each assigned review
Manage or support other compliance reviews, projects, or related duties as required
Stay abreast of latest data management and technology related developments concerning AML and Sanctions, fraud schemes, and security issues
Monitor developments, such as changes in the regulatory environment, which may necessitate ad hoc systems testing
Support senior management in the identification of controls and compliance issues, assess and document the related risks, and make reasonable recommendations for resolution
Lead or assist in other projects or related duties as required
Up to 10% of travel may be required
Qualification
Required
Minimum of 7 years of experience in Financial Crimes Space with sound knowledge of Sanctions Screening, KYC and Transaction Monitoring processes
Experience in a technology auditing and/or testing environment
Strong understanding of complex System Architectures to develop test plans for FC systems
Familiarity with payment standards and other related systems including knowledge of various complex data formats
Exposure to technology testing processes, including test planning, test case preparation, test execution, and defect management
Strong data analytics experience using SQL and related tools (SAS, Python, Alteryx, etc.)
Strong command over Microsoft Office Suite (i.e. Excel, MS Access, PowerPoint and Word)
Strong project management and documentation skills
Preferred
ACAMS or relevant professional qualification is preferred
Knowledge of transaction banking applications and technologies will be an advantage
Benefits
Comprehensive health and wellness benefits
Retirement plans
Educational assistance and training programs
Income replacement for qualified employees with disabilities
Paid maternity and parental bonding leave
Paid vacation
Sick days
Holidays
Company
MUFG
MUFG (Mitsubishi UFJ Financial Group) is one of the world's leading financial groups.
10001+ employees
Funding
Current Stage
Late StageLeadership Team
Greidy Puig
Vice President Finance- Business Unit CFO
Mark Fernandez
Vice President, Global Markets CFO Office
Recent News
2024-04-29
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