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Raymond James · 2 months ago

Asset Management Senior Trading Associate - UMA Trading

Memphis, Tennessee - United States

Full-time

Hybrid

Entry, Mid Level

1+ years exp

Raymond James is a financial services firm that emphasizes client-first values and integrity. The Asset Management Senior Trading Associate will be responsible for implementing model portfolio overlays, executing trades, and resolving account issues while utilizing established procedures and guidelines.

BankingFinancial ServicesInformation TechnologyInsuranceWealth Management

Growth Opportunities

H1B Sponsor Likely

Responsibilities

Overlay accounts to pre-defined single and multi-sleeve trading models and execute trades based on product guidelines

Create and execute large block trade allocations, determining method of execution, including limits, use of local markets for ADR conversions, and Authorized Participants for ETF creation and redemption units

Analyze individual account data to identify outliers of current model positions and resolve discrepancies

Communicate with outside managers regarding trade execution, model discrepancies

Perform tax loss harvesting

Research and resolve complex account errors, providing necessary trade corrections

Update trading models based on data provided by outside money managers

Perform other duties and responsibilities as assigned

Qualification

Market trading practicesAdvanced analytical skillsExcel experienceProblem-solvingCustomer serviceListening techniquesOperating office equipmentCommunication skillsTeam collaborationAttention to detailOrganizational skills

Required

Bachelor's: Accounting

Bachelor's: Business Administration

Bachelor's: Finance

High School (HS) (Required)

General Experience - 13 months to 3 years

Knowledge of market trading practices of products, including equities, ADRs, ETFs, UCITs, and Mutual Funds

General knowledge of managed account practices

Principles of banking and finance and securities industry trading and operations

Financial markets and investment products and services

Mathematical ability sufficient to calculate transactions accurately and efficiently

Intermediate Excel experience

Advanced analytical skills; analyze data to draw logical conclusions and interpret results for use in decision-making

Personal resilience while providing a high-level customer service in a fast-paced environment

Problem-solving sufficient to effectively analyze, research and resolve inquiries and issues in a timely manner

Operating standard office equipment and using required software applications to produce correspondence, reports, electronic communication, spreadsheets, and databases

Ability to organize, prioritize, and manage multiple activities/tasks simultaneously and complete work efficiently

Ability to communicate effectively and professionally, both orally and in writing

Ability to work independently as well as collaboratively within a team environment

Ability to attend to detail while maintaining a big picture orientation

Ability to identify the needs of customers through effective questioning and listening techniques

Preferred

Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA)

Tax Credit Specialist (TCS) - National Center for Housing Management (NCHM)

Company

Raymond James

Raymond James provides a range of investment banking services focused on the telecommunications and communications sectors.

Founded in 1962

Atlanta, Georgia, USA

10001+ employees

http://www.raymondjames.com

H1B Sponsorship

Raymond James has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

Distribution of Different Job Fields Receiving Sponsorship

Represents job field similar to this job

Trends of Total Sponsorships

2023 (1)