Barings · 2 months ago
Senior Associate, Internal Audit
US - NC - CHARLOTTE - 300 S TRYON STREET
Full-time
Onsite
Mid, Senior Level
2+ years expBarings is a leading global financial services firm dedicated to meeting the evolving investment and capital needs of our clients and customers. In this role, you will conduct internal audits and project reviews, focusing on investment advisory and management processes, while providing recommendations for improvements and ensuring compliance with regulations.
Venture Capital
Responsibilities
The preparation of detailed programs for global and regional operational or regulatory audits to evaluate the effectiveness of operational processes and controls
The review of complex internal controls and related processes and procedure to determine efficiency, effectiveness, and compliance with applicable laws, regulations and company policies
Creating and providing management with accurate and timely reports on audit findings, including recommendations for improvement in a self-directed manner
Providing advice and consultation to other auditors regarding the review of business area controls
Proposing recommendations to enhance operational efficiency and identifying other areas of improvement
Assist in the identification of emerging risks and audit planning for specific countries/risk areas, and taking leadership in Department and other projects
Work under supervision to conduct audits and project reviews that evaluate and test the relevant risks, key control points, and operational effectiveness thereof
Utilize data analytics tools/ techniques to support audit activities by analyzing large datasets
Distil business topics and use appropriate judgment to effectively communicate issues, information, and recommendations to peers and management
Work in partnership with audit management, financial/investment/other business management and other risk/control functions to ensure that processes, business activities, and internal controls are effective in managing operational, financial, regulatory and business risks
With supervision, survey business functions and corporate activities in order to set audit scope and audit objectives for specific engagements
Recommend appropriate business solutions to manage identified risks
Prepare reports and analyses that communicate audit results for the relevant business conditions and business risks/controls
Analyze business functions from a financial, operational and compliance perspective
Conduct audits and projects in accordance with professional standards and department policies and procedures as it relates to specific business functions and/or corporate activities
Contribute ideas that strengthen internal audit practices and other risk/control efforts
Participate in Internal Audit department-wide initiatives and activities
Qualification
Required
Bachelor's degree in accounting, finance, or related business field preferred
2+ years' internal audit experience, as well as progressive internal/external audit experience or equivalent financial services business experience
Ability to demonstrate excellent communication skills, both verbal and written
Understanding of audit, internal control, risk and governance principles
Strong analytic and problem-solving skills
Understanding of workflows and business processes
Ability to identify solutions that effectively address business and control needs
Motivated self-starter with high aptitude for learning and strong track record
Possesses high integrity, professional skepticism, proactive work style, strong business sense
Commitment to excellence and continual improvement
Commands respect and credibility with team members and business colleagues
Anticipates future possibilities, opportunities and risks
Handles ambiguity with sound business judgment and partnership
Ability to multi-task effectively in a fast-paced environment
High responsiveness and flexibility to changing business priorities and tight deadlines
Ability to work within and across organizations
Preferred
CFA, MBA, CPA and/or other relevant investment certifications preferable
Benefits
Medical (including Virtual Care), Prescription, Dental, and Vision Coverage
Fitness Center Reimbursement Program (Including Online Memberships)
Employee Assistance Program (EAP)
Fertility Benefits
Highly competitive 401(k) Plan with Company Match
Health Savings Account (HSA) with Company Contributions
Flexible Spending Accounts (FSA) - Health Care & Dependent Care
Retirement Health Reimbursement Account
Basic and Supplemental Life Insurance
Spouse and Child Life Insurance
Paid Vacation, Sick Days and Annual Holidays
Paid Leave of Absences (Maternity Leave, Parental Leave, Caregiver Leave, Bereavement Time)
Short and Long Term Disability Plans
Paid Volunteer Time
Education Assistance Program
Charitable Matching Gifts Program
Commuter Reimbursement Program
Adoption and Surrogacy Reimbursement Program
Company
Barings
Barings is a $470+ billion* global asset management firm that partners with institutional, insurance, and intermediary clients, and supports leading businesses with flexible financing solutions.
Founded in 1762London, England, GBR
1001-5000 employees
H1B Sponsorship
Barings has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (10)
2024 (5)
2023 (5)
2022 (10)
2021 (9)
2020 (7)
Funding
Current Stage
Public CompanyTotal Funding
unknown2002-12-27IPO
Leadership Team
Ian M. Fowler, CFA
CEO & President - Barings Private BDC (BCIC)
Mike Freno
Chairman and CEO, Barings LLC
Recent News
2024-05-07
2024-04-28
2024-04-28
Company data provided by crunchbase