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StoneX Group Inc. · 1 month ago

AML Transaction Monitoring Analyst

US-FL-Miami

Full-time

Onsite

Entry, Mid Level

2+ years exp

StoneX Group Inc. is a Fortune 100, Nasdaq-listed provider operating globally, focusing on connecting clients to the markets. The AML Transaction Monitoring Analyst will be responsible for conducting alert reviews, investigations, and preparing information for Suspicious Activity Reports to protect the firm from potential financial crimes.

FinanceFinancial ServicesIntellectual Property

No H1B

Responsibilities

Manage daily alert volumes and investigations; escalate matters to AML mgmt. as necessary

Conduct additional reviews on transactional history and client profile to determine the applicable course of action with their manager; request additional information where needed

Memorialize rationale on how alerts or investigations are dispositioned; conduct follow up reviews where necessary

Prepare narratives and supporting information needed for filing Suspicious Activity Reports (SARs)

Conduct enhanced due diligence as needed

Work with team to address 314 (b) matters

Ability to conduct complex investigations involving matters such as reviews of multiple associated accounts

Keep abreast of new rules, regulations to further improve our investigation processes

Participate in related AML projects and remediations

Learn and develop a thorough comprehension of internal AML typologies relating to specific business lines. Utilize internal and external sources, and partner with other members within AML team to research and investigate cases

Qualification

Transaction monitoring experienceAML regulations knowledgeDue diligence skillsMonitoring toolsAnalytical skillsWriting skillsProblem-solving skillsOperational knowledge of payment systemsMS Excel proficiencyCAMS certificationBachelor’s degreeTeam collaboration

Required

Must have 2-5 years of experience in conducting transaction monitoring alert reviews, investigations, and due diligence in a financial services institution (product knowledge of Futures, Swaps, and/or OTC derivates is needed)

Must have experience with a transaction monitoring tool (i.e. Nice Actimize, Oracle Mantas) and using a case management system

Ability to conduct enhanced due diligence and screening

Good understanding of AML, KYC, FINCEN, CIP, OFAC, PATRIOT Act, NFA, CFTC requirements and regulations is necessary

Experience in conducting comprehensive investigations and account activity analysis

Excellent writing and analytical skills

Strong problem-solving skills

Operational knowledge of USD payment systems, including SWIFT, CHIPS, ACH, and FedFunds is a plus

Good working knowledge of MS Excel needed; Power BI a plus

Experience using LexisNexis, World Check or similar tools for due diligence required

CAMS certification a plus; if no CAMS certification, required to obtain with 12 months

Ability to work independently while contributing to a collaborative AML team environment

Must be authorized to work in the US for any employer