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E*TRADE from Morgan Stanley · 1 month ago

Wealth Management Client Segment Risk Exams and Operational Risk - Assistant Vice President

Baltimore, Maryland, United States of America

Full-time

Onsite

Mid, Senior Level

$85K/yr - $140K/yr

6+ years exp

Morgan Stanley is a leading global financial services firm that provides customized financial advice and investment solutions. The role involves overseeing operational risks and controls within Wealth Management’s Client Segments, supporting assessments, data management, and enhancing the control environment.

BankingFinanceFinancial Services

Responsibilities

Serve as the primary assessments point of contact for client segment business aligned risk teams

Identify and deconflict potential assessment overlap across client segment exams

Support the planning and execution of individual client segment assessments, including clarification of exam scope, acquisition of risk data, review of self-identified issues, participation in exam meetings (as needed), and negotiation of draft reports and associated ratings

Coordinate WM Field home office and market exams and facilitate associate field remedial actions

Coordinate the build-out of assessments related process optimization tools and approaches

Establish and maintain data governance standards to ensure the accuracy, consistency and security of data used in reporting including data collection, storage and retrieval

Utilize advanced data analytics tools to gather, analyze and interpret data, providing actionable insights to stakeholders

Provide guidance and support in interpreting metrics and making data-driven decisions

Support the design and implementation of automated workflows including GenAI to optimize business operations and reporting

Qualification

Operational RiskData AnalyticsProject ManagementFinancial Services ExperienceGenerative AIAnalytical SkillsStakeholder ManagementCommunication SkillsLeadership SkillsInterpersonal SkillsTeamwork