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National Life Group · 17 hours ago

Chief Compliance Officer - NLG Capital

Montpelier, VT

Full-time

Hybrid

Director/Executive

$180K/yr - $264K/yr

15+ years exp

National Life Group is one of America’s fastest-growing insurance companies, aiming to provide families with stability and peace of mind. The Chief Compliance Officer will be pivotal in driving operational excellence and ensuring adherence to regulatory standards while fostering a high-performing team and innovative investment strategies.

Health CareInsuranceLife Insurance

No H1B

Responsibilities

Develop and implement robust operational frameworks across all departments, including investment operations, portfolio management, trading, risk management, and client services

Drive continuous improvement initiatives to enhance efficiency, streamline processes, and reduce operational risk

Oversee the firm's technology infrastructure, ensuring it supports cutting-edge investment strategies and provides a competitive advantage

Cultivate strategic partnerships with leading technology providers, data scientists, and industry experts to drive innovation across the firm

Identify and evaluate new technologies and investment opportunities, including artificial intelligence, machine learning, and alternative data sources

Play a key role in developing and launching innovative investment products and services that meet the evolving needs of our insurance clients

Ensure strict adherence to all applicable laws, regulations, and industry standards, including those governing insurance company operations, investment activities, and data privacy

Proactively anticipate and address regulatory changes, leveraging legal and compliance expertise to navigate a complex and evolving regulatory landscape

Build and lead a high-performing team of professionals, attracting and retaining top talent across all departments

Foster a culture of collaboration, innovation, and professional development

Oversee all financial aspects of the firm, including budgeting, financial reporting, and treasury management

Ensure accurate and timely financial reporting to investors, regulators, and senior management

Qualification

Legal expertiseRegulatory complianceOperational excellenceFinancial oversightAnalytical skillsInvestment strategiesLeadership skillsTeam buildingCommunication skillsInterpersonal skillsProblem-solving skillsCollaboration

Required

Juris Doctor (J.D.) degree from an accredited law school

15+ years of progressive experience in the financial services industry, with a strong preference for experience within a dynamic and innovative asset management firm

Deep expertise in the legal and regulatory frameworks governing insurance company operations, with a focus on innovative investment strategies such as private equity, real estate, infrastructure, and alternative credit

Proven experience in structuring complex investment vehicles for insurance companies, including customized solutions that optimize capital allocation and enhance risk-adjusted returns

Exceptional leadership, communication, and interpersonal skills with the ability to effectively influence and collaborate with senior executives, investment professionals, and external stakeholders

Strong analytical and problem-solving skills with a demonstrated ability to navigate ambiguity and drive results in a fast-paced environment