Morgan Stanley · 3 weeks ago
Wealth Management Client Segment Risk Exams and Operational Risk - Assistant Vice President
Baltimore, MD
Full-time
Onsite
Mid, Senior Level
$85K/yr - $140K/yr
6+ years expMorgan Stanley is a leading global financial services firm providing customized financial advice and investment solutions. The role focuses on overseeing operational risks and controls within Wealth Management’s Client Segments business, including managing audits, assessments, and data governance.
Asset ManagementFinanceFinancial ServicesLending
Responsibilities
Serve as the primary assessments point of contact for client segment business aligned risk teams
Identify and deconflict potential assessment overlap across client segment exams
Support the planning and execution of individual client segment assessments, including clarification of exam scope, acquisition of risk data, review of self-identified issues, participation in exam meetings (as needed), and negotiation of draft reports and associated ratings
Coordinate WM Field home office and market exams and facilitate associate field remedial actions
Coordinate the build-out of assessments related process optimization tools and approaches
Establish and maintain data governance standards to ensure the accuracy, consistency and security of data used in reporting including data collection, storage and retrieval
Utilize advanced data analytics tools to gather, analyze and interpret data, providing actionable insights to stakeholders
Provide guidance and support in interpreting metrics and making data-driven decisions
Support the design and implementation of automated workflows including GenAI to optimize business operations and reporting
Qualification
Required
6+ Years of financial services experience, preferably within Wealth Management
Experience with internal audit and/or compliance exams
Familiarity with Operational Risk domain and key concepts
Intermediate/Advanced Excel, PowerPoint, Word and Visio skills
Understanding of Generative AI tools and capabilities
Excellent verbal and written communication skills; ability to present complex ideas, concisely, to a senior audience
Strong leadership, stakeholder management and influencing skills
Strong interpersonal skills and ability to work in a team-oriented environment
Strong analytical and problem-solving skills
Strong project management skills with the ability to multitask and prioritize
Bachelor's degree or equivalent
Benefits
Medical
Prescription Drug
Dental
Vision
Health Savings Account
Dependent Day Care Savings Account
Life Insurance
Disability and Other Insurance Plans
Paid Time Off (including Sick Leave consistent with state and local law, Parental Leave and 20 Vacation Days annually)
10 Paid Holidays
401(k)
Short/Long Term Disability
Company
Morgan Stanley
Morgan Stanley is a financial services company that offers securities, asset management, and credit services.
10001+ employees
H1B Sponsorship
Morgan Stanley has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
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Trends of Total Sponsorships
2025 (222)
2024 (195)
2023 (173)
2022 (153)
2021 (165)
2020 (173)
Funding
Current Stage
Public CompanyTotal Funding
unknown1997-02-05IPO
Leadership Team
James Gorman
Chairman and CEO
Wei Christianson
Co-CEO Asia Pacific
Recent News
2026-01-08
Business Wire
2026-01-08
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