The Baldwin Group · 2 months ago
Surplus Lines Insurance Compliance Specialist - MSI
United States
Full-time
Remote
Senior Level
5+ years expThe Baldwin Group is a leading MGA that specializes in creating tailored insurance solutions. They are seeking a Surplus Lines Insurance Compliance Specialist to partner with internal teams and external stakeholders to ensure regulatory alignment for Excess & Surplus Lines products across the country, while also serving as a subject matter expert within the Legal & Compliance team.
CreditEmployee BenefitsFinancial ServicesInsuranceRisk Management
Responsibilities
Monitor and interpret regulatory changes impacting E&S for commercial and personal lines, including Risk Purchasing Groups (RPGs)
Translate statutory requirements into actionable process changes and communicate impacts to stakeholders
Maintain internal compliance resources and deliver training sessions
Serve as an E&S subject matter expert, partnering with business segments to ensure adherence to state-specific E&S requirements and other best practices
Support the launching of E&S products ensuring compliant product implementation
Serve as liaison to the SL Filings Team, ensuring effective compliance collaboration between all involved business segments
Respond to regulatory inquiries, research issues, provide recommendations on next steps, and develop remediation plans as necessary
Develop and conduct quarterly compliance assessments to maintain audit readiness and ensure regulatory alignment
This includes reviewing surplus lines policy transactions for adherence to state and regulatory requirements, such as: Accurate submission of surplus lines taxes and fees
Proper use of surplus lines disclosures on policy forms
Review of diligent effort affidavits and forms where required by state insurance departments
Validate E&S workflows, forms, and documentation for accuracy, including integration with filing processes
Perform other ad hoc audits based on risk analysis or emerging trends
Identify workflow gaps and recommend solutions to enhance compliance efficiency
Advocate for system enhancements to improve tracking, reporting, and regulatory alignment
Qualification
Required
Bachelor's degree; or equivalent combination of education and work experience
At least 5 years of relevant, E&S insurance experience
Excellent attention to detail and ability to troubleshoot technical issues
Strong verbal and written communication skills
Ability to handle multiple tasks, in a timely manner, on a continual basis under strict deadlines
Strong planning, organization, and follow-up skills
Excellent PC skills including Excel, Word, Access, Smartsheet, online resources with strong database management skills
Company
The Baldwin Group
The Baldwin Group is an advisory firm that delivers insurance, risk mitigation, and wealth management solutions for businesses. It is a sub-organization of The Baldwin Group.
1001-5000 employees
Funding
Current Stage
Public CompanyTotal Funding
$1.5BKey Investors
Gallatin Point Capital
2025-12-10Post Ipo Debt· $600M
2025-03-26Post Ipo Debt· $110M
2024-05-08Post Ipo Debt· $600M
Leadership Team
Jim Roche
President, The Baldwin Group and CEO, Underwriting, Capacity, & Technology Solutions
Richard Tallo
Chief Marketing Officer at The Baldwin Group
Recent News
Beinsure - Insurance, Reinsurance, InsurTech Insights
2026-01-14
2026-01-13
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