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Chase · 1 month ago

Rates and Fixed Income Financing Trading Control Manager - Vice President

270 Park Ave, New York, NY, 10017, US

Full-time

Onsite

Mid, Senior Level

$119K/yr - $190K/yr

6+ years exp

Chase is a leading financial services firm, and they are seeking a Control Manager for their North America Rates & Fixed Income Financing trading business. The role involves managing the control environment, overseeing operational risk, and preparing the business for regulatory exams and audits.

BankingFinancial Services

Responsibilities

Drive business control forums with business executives and support groups, ensuring critical business operating risks are covered

Identify and remediate control gaps and review key firm-wide policies

Execute ad hoc analytical requests, control deep dives, and projects

Facilitate the execution of Supervisory attestations and develop Supervisory tools and policies

Prepare the business for controls audits and regulatory exams, ensuring issues are followed through

Timely identification, escalation, and recording of operational errors

Review incidents with stakeholders to agree on root causes and deliver remedial actions

Partner with colleagues across the firm to promote consistent operational risk practices

Establish control governance and reporting for the North America Rates & FIF business

Manage control-related activities and partner effectively with colleagues

Advise on operational risk associated with market making, structuring and risk management capabilities across trading products and activities

Qualification

Operational risk managementBusiness controlsFinancial services experienceMarkets Sales understandingProcess analysis/designChange managementAnalytical skillsInfluenceWork autonomouslyManage prioritiesMicrosoft Office SuiteCommunication skillsOrganizational skillsAttention to detailSelf-starter

Required

Bachelor's degree or equivalent experience required

Excellent written and verbal communication skills with the ability to influence business leaders

Solid critical thinking, attention to detail, and analytical skills

Ability to synthesize large amounts of data and formulate appropriate conclusions

Experience in writing action plans, procedures, and change management

Deep understanding of Markets Sales or Trading businesses

Experience in operations, operational risk management, business controls, sales, trading, audit, technology, business management, or compliance in a sophisticated global banking environment

Strong personality, highly motivated, energetic self-starter who takes ownership and is able to work with senior business stakeholders, guiding and challenging as appropriate

Good organizational skills - manage and prioritize multiple tasks across different time horizons within deadlines

Work autonomously to affect change - flexible, adaptable to shifting priorities; manages competing priorities to achieve the most effective result and able to work in a fast-paced, results driven environment

Process analysis/design/re-engineering acumen – ability to understand a process and associated risk to inform control design