Supervisor Operations- Corporate Actions (Hybrid) jobs in United States
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Broadridge · 2 months ago

Supervisor Operations- Corporate Actions (Hybrid)

Broadridge is a company dedicated to empowering others and is currently seeking a Supervisor, Operations – Corporate Actions. In this role, you will lead a team managing complex voluntary reorganization events, ensuring accuracy, mitigating risk, and driving efficiency through strong leadership and collaboration.

BankingCrowdfundingEnterprise SoftwareFinanceFinancial ServicesInformation TechnologyOutsourcingSoftwareVenture Capital
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H1B Sponsor Likelynote

Responsibilities

Responsible for supervising a team supporting voluntary reorg
Responsible for providing oversight to our offshore locations
Lead and navigate staff through complex events
Perform quality control checks daily adhering to operational risk framework and procedures
You will present strategic opportunities to mitigate and prevent risk to the firm
You will interact frequently with our client base
You will create efficiencies through procedural or technology solution
You will ensure department procedures are adhered to, review and maintain client task list and related SLA’s
You will communicate effectively and efficiently across departments, with staff, with senior management and with clients
You will facilitate on-boarding of new clients and scope out additional services
You will conduct frequent staff meetings, participate on monthly client governance calls and industry events

Qualification

Voluntary corporate actionsProcess flow understandingDTCForeign depositoriesSeries 99 certificationBroadridge systems knowledgeMultitasking abilityLeadership skillsCommunication skillsAttention to detail

Required

3+ years' experience in voluntary corporate actions with demonstrated strong administrative skills
You should have a deep understanding of the process flow as it relates to voluntary events
Experience with DTC and foreign depositories
Ability to prioritize deliverables and delegate where necessary
Ability to multitask and take ownership of complex issues
Ability to process and navigate complex events
Excellent verbal and written communication skills
College degree required

Preferred

Series 99 preferred
Experience working in a fast paced environment
A visionary with keen attention to detail in a dynamic risk oriented environment, strong leadership skills
Knowledge of Broadridge systems (BPS, Impact and Shadow) are a plus

Benefits

Bonus Eligible
Please visit www.broadridgebenefits.com for information on our comprehensive benefit offerings.
All Colorado employees receive paid sick leave in compliance with the Colorado Healthy Families and Workplaces Act and other legally required benefits, as applicable.

Company

Broadridge

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Broadridge is a provider of investor communications and technology solutions for broker dealers, banks, mutual funds and corporate issuers.

H1B Sponsorship

Broadridge has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (109)
2024 (124)
2023 (83)
2022 (141)
2021 (100)
2020 (73)

Funding

Current Stage
Public Company
Total Funding
$3.05B
2023-08-17Post Ipo Debt· $1.3B
2021-05-17Post Ipo Debt· $1B
2019-12-10Post Ipo Debt· $750M

Leadership Team

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Timothy Gokey
Chief Executive Officer
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Tyler Derr
Chief Technology Officer
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Company data provided by crunchbase