Broadridge · 2 months ago
Supervisor Operations- Corporate Actions (Hybrid)
Broadridge is a company dedicated to empowering others and is currently seeking a Supervisor, Operations – Corporate Actions. In this role, you will lead a team managing complex voluntary reorganization events, ensuring accuracy, mitigating risk, and driving efficiency through strong leadership and collaboration.
BankingCrowdfundingEnterprise SoftwareFinanceFinancial ServicesInformation TechnologyOutsourcingSoftwareVenture Capital
Responsibilities
Responsible for supervising a team supporting voluntary reorg
Responsible for providing oversight to our offshore locations
Lead and navigate staff through complex events
Perform quality control checks daily adhering to operational risk framework and procedures
You will present strategic opportunities to mitigate and prevent risk to the firm
You will interact frequently with our client base
You will create efficiencies through procedural or technology solution
You will ensure department procedures are adhered to, review and maintain client task list and related SLA’s
You will communicate effectively and efficiently across departments, with staff, with senior management and with clients
You will facilitate on-boarding of new clients and scope out additional services
You will conduct frequent staff meetings, participate on monthly client governance calls and industry events
Qualification
Required
3+ years' experience in voluntary corporate actions with demonstrated strong administrative skills
You should have a deep understanding of the process flow as it relates to voluntary events
Experience with DTC and foreign depositories
Ability to prioritize deliverables and delegate where necessary
Ability to multitask and take ownership of complex issues
Ability to process and navigate complex events
Excellent verbal and written communication skills
College degree required
Preferred
Series 99 preferred
Experience working in a fast paced environment
A visionary with keen attention to detail in a dynamic risk oriented environment, strong leadership skills
Knowledge of Broadridge systems (BPS, Impact and Shadow) are a plus
Benefits
Bonus Eligible
Please visit www.broadridgebenefits.com for information on our comprehensive benefit offerings.
All Colorado employees receive paid sick leave in compliance with the Colorado Healthy Families and Workplaces Act and other legally required benefits, as applicable.
Company
Broadridge
Broadridge is a provider of investor communications and technology solutions for broker dealers, banks, mutual funds and corporate issuers.
H1B Sponsorship
Broadridge has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (109)
2024 (124)
2023 (83)
2022 (141)
2021 (100)
2020 (73)
Funding
Current Stage
Public CompanyTotal Funding
$3.05B2023-08-17Post Ipo Debt· $1.3B
2021-05-17Post Ipo Debt· $1B
2019-12-10Post Ipo Debt· $750M
Recent News
FF News | Fintech Finance
2025-12-03
2025-11-19
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