Head of Operational Risk – Investment Banking & Asset Management jobs in United States
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Madison-Davis, LLC · 17 hours ago

Head of Operational Risk – Investment Banking & Asset Management

Madison-Davis, LLC is an established global financial institution seeking a senior operational risk leader to oversee its Americas risk management function across its Investment Banking and Asset Management businesses. The role involves leading a regional team, providing mentorship, and enhancing operational risk governance while partnering with global stakeholders.

Human ResourcesInformation TechnologyStaffing Agency
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Growth Opportunities
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H1B Sponsor Likelynote

Responsibilities

Lead and mentor a regional team of 10, fostering development and enhancing operational risk expertise across Investment Banking and Asset Management business lines
Provide strategic and technical guidance to ensure consistent execution of operational risk frameworks and standards
Leverage deep product knowledge in global markets and investment management to identify, assess, and mitigate operational risks
Partner with global leadership to align regional initiatives with enterprise-wide risk management objectives
Ensure adherence to U.S. regulatory requirements and internal risk governance expectations
Deliver insightful risk reporting and analysis to senior leadership and governance committees
Oversee end-to-end operational risk coverage for assigned business areas, including risk assessments and control reviews
Drive regional and global initiatives to enhance operational resilience and risk culture
Contribute to the design and execution of control remediation and continuous improvement efforts
Collaborate with cross-functional partners to promote a proactive risk management environment
Represent the region in global forums, ensuring transparency, knowledge sharing, and alignment on key risk themes

Qualification

Operational Risk ManagementInvestment Banking KnowledgeAsset Management KnowledgeRegulatory ComplianceStrategic GuidanceRisk ReportingTeam LeadershipCross-functional Collaboration

Required

Proven experience in operational risk management within investment banking and asset management
Strong leadership skills with experience managing and mentoring teams
Deep product knowledge in global markets and investment management
Experience in aligning regional initiatives with enterprise-wide risk management objectives
Knowledge of U.S. regulatory requirements and internal risk governance expectations
Ability to deliver insightful risk reporting and analysis to senior leadership
Experience overseeing end-to-end operational risk coverage, including risk assessments and control reviews
Proven track record in driving initiatives to enhance operational resilience and risk culture
Experience in control remediation and continuous improvement efforts
Strong collaboration skills to work with cross-functional partners

Company

Madison-Davis, LLC

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Madison-Davis is a staffing and recruiting company offering financial services.

H1B Sponsorship

Madison-Davis, LLC has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (22)
2024 (15)
2023 (8)
2022 (3)
2021 (1)

Funding

Current Stage
Growth Stage

Leadership Team

I
Ian Stewart
Founder and Advisor
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Company data provided by crunchbase