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Ashton Thomas Private Wealth · 1 month ago

Senior Trader

Scottsdale, AZ

Full-time

Onsite

Senior Level

5+ years exp

Ashton Thomas Private Wealth is a modern wealth management enterprise combining a leading SEC-registered RIA and a fully licensed Broker-Dealer. They are seeking an experienced Senior Trader to execute trades across various asset classes and collaborate with advisors and asset managers, ensuring precision and integrity in trading operations.

Financial Services

Hiring Manager

Lexi Luciano

Responsibilities

Analyze market conditions to determine appropriate trade structuring

Process post-execution recon and handle the operation/administrative duties associated with the any trades that need attention

Be responsible for position maintenance of custom portfolios (e.g. Treasury or CD rolls)

Ad-hoc duties as required, including but not limited to presentation preparation, reporting, assisting with incoming calls and queries

Drive improvement and change for a best-in-class trading platform experience

Place Mutual Fund, ETF and equity trades through our UMA trading platform, Charles Schwab, Pershing, Goldman Sachs, AXOS Clearing and Fidelity

Research and respond to routine-to-complex inquires within defined service level commitments

Trade Correction processing, reporting and analysis

Handle incoming inquiries from advisor teams related to the troubleshooting and review of complex account and data discrepancies

Partner with internal teams to document, review and update firm policies & procedures

Support day to day operations of our Unified Managed Account (UMA) platform

Assist advisors and their team with system navigation, configuration, and account setup

Participate in team meetings and collaborate with operations leadership team on projects and/or initiatives designed to streamline firm policies and procedure

Organize and lead meetings with Advisors in support of their clients and prospects

Qualification

Trading experienceEquitiesFixed incomeMulti-custodian environmentTrading systems proficiencyModel portfolio managementInterpersonal skillsPrioritizeMarket intuitionCurrent licensesDetail orientedTeam playerCommunication skills

Required

Bachelor's degree with a concentration in Investments, Accounting, Finance, Business or Economics

Minimum 5+ years of trading experience within an RIA, Broker-Dealer, or asset management firm

Strong working knowledge and trading of equities, fixed income, ETFs, mutual funds, and options trading

Experience managing and rebalancing proprietary ETFs or sub-advised portfolios

Experience operating in a multi-custodian environment (Pershing, Schwab, Goldman Sachs, Fidelity)

Strong understanding of both RIA and Broker-Dealer trading and compliance frameworks

Experience with NetX360, Bond Beacon, Bond Central, BondNav, and other Custodian specific trading systems

Detail oriented; Demonstrates thoroughness and strong ownership of work

Strong team player who has the ability to envision solutions and work collaboratively to institute business improvements

Able to prioritize in a fast moving, high pressure, constantly changing environment; Good sense of urgency

Keen intuition for markets and a passion for studying them

Exceptional interpersonal and communication skills, with the ability to interact confidently with advisors, clients, and leadership

Required: current Series 7, 63, and 24 licenses

Benefits

Performance-based incentives

Comprehensive benefits package

Company

Ashton Thomas Private Wealth

Ashton Thomas Private Wealth is a diversified financial advisory firm committed to a culture of excellence, integrity, and respect in every aspect of its business.

Founded in 2010

Scottsdale, Arizona, US

51-200 employees