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BNY · 18 hours ago

Senior Associate, Regulatory Administration/Filings

Westborough, MA

Full-time

Onsite

Mid, Senior Level

5+ years exp

BNY is a leading global financial services company that influences nearly 20% of the world’s investible assets. They are seeking a Senior Associate in Regulatory Administration/Filings to provide client support as a subject matter expert in investment law, analyze legislation, and guide clients on regulatory requirements. This role involves collaboration with clients and their accounting firms, delivering newsletters, and providing guidance to less experienced colleagues.

Financial Services

Responsibilities

Report on and make recommendations around legislation, providing client support as a subject matter expert in a particular area of investment law

Provide clients with materials required by the SEC and for board meetings to address specific legislative issues

Specialize in analyzing and reporting on specific legislation and guide clients on implementing controls to meet regulatory requirements

Deliver quarterly newsletters and ad hoc news alerts in your field of expertise

Perform calculations to answer regulatory questions for more complex clients

Collaborate with clients’ accounting firms to exchange complex data needed for regulatory matters

Participate in client board meetings as a subject matter expert

Provide guidance to less experienced colleagues as needed and contribute to team objectives

Qualification

Investment law expertiseRegulatory administrationSecurities industry experienceFinancial services experienceClient supportGuidance to colleaguesTeam collaboration