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MUFG · 7 hours ago

Assistant Vice President - Global KYC

Irving, TX

Full-time

Hybrid

Mid, Senior Level

$88K/yr - $109K/yr

5+ years exp

Mitsubishi UFJ Financial Group (MUFG) is one of the world’s leading financial groups, focused on making a positive impact for their clients and communities. The KYC Program Assistant Vice President will provide expertise in developing and implementing risk rating methodologies while collaborating with various teams to ensure compliance with financial regulations.

Financial Services

Responsibilities

Provide subject-matter expertise to the development, implementation, operation and refinement of the customer, geographic and product/service risk rating methodologies and the Approved Regulators and Stock Exchange lists

Understand how the products and services offered by the Bank can be used for money-laundering and terrorist financing

Understand the regulatory landscape to quickly identify and adapt to emerging compliance risks

Liaise with Sanctions and Anti-Bribery and Corruption on cross Financial Crime initiatives

Provide advice and guidance to regional compliance teams

Support regulatory engagements

SME/Global KYC POC for QA escalations relating to Global KYC Standard requirements, QA Methodology including Scoring Guidance on QA variances

QA Methodology advisory including setting the KYC minimum requirements as well as scoring guidance on QA variances

Other ad hoc projects such as drafting of GFCD enterprise-wide memos addressing different KYC related topics

Qualification

KYC expertiseCompliance risk managementFinancial crime knowledgeRegulatory oversightPolicy developmentAMLSanctions knowledgeWritten English proficiencyInterpersonal communicationDetail orientedNegotiation skillsPresentation skills

Required

Typically requires at least 5 years of financial industry compliance experience, preferably within a global organization

Demonstrated knowledge and experience in compliance with banking laws and regulations, compliance risk management, and regulatory oversight

Subject matter expertise in KYC

Subject matter expertise in financial-crime and terrorism-financing trends, developments and risk-mitigation strategies

Collaborative with strong interpersonal communication skills

Experience in developing policies and procedures

Knowledge and experience with Wolfsberg guidance on AML and sanctions

Detail oriented and proven execution abilities

The ability to interact effectively at all levels of the organization, including staff, senior management, directors and prudential regulators

Past enterprise risk management experience/perspective

Thorough understanding of an effective financial crimes risk management framework

Ability to work autonomously and initiate and prioritize own work

Solid judgment, established negotiation skills

Ability to balance regulatory requirements with the best interests of the Bank and its customers

Excellent written English, with proven ability to research and write accessible, clear policies & standards documents and reports for a range of audiences

Excellent oral communication skills, with ability to engage different audiences, convey complex information in an accessible way and prepare and give presentations to different audiences

Position may require international travel, with overall travel up to 5% of the time