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Hoxton Wealth · 2 months ago

Compliance Administrator

United States

Full-time

Remote

Senior Level, Lead/Staff

12+ years exp

Hoxton Wealth is a global financial services firm committed to helping clients achieve their financial objectives. They are seeking a Compliance Administrator to support the development and implementation of their U.S. compliance program, ensuring the firm maintains the highest regulatory and ethical standards.

ConsultingFinancial ServicesInsuranceWealth Management

Growth Opportunities

Responsibilities

Support the development and implementation of the firms U.S. compliance program, helping to design and maintain scalable processes and controls

Assist with the oversight and administration of the firms Code of Ethics, including personal trading reviews, employee certifications, and maintenance of related documentation and reporting

Collaborate with the Chief Compliance Officer on risk assessments, regulatory filings, and ongoing compliance training, testing, and monitoring activities

Maintain accurate records and ensure timely completion of compliance-related deliverables

Contribute to building a culture of compliance and integrity across the organization

Assist with ad hoc compliance projects and initiatives as the firm continues to expand globally

Qualification

Compliance program developmentFinancial services experienceMicrosoft Office SuiteAttention to detailOrganizational skillsCommunication skills

Required

Bachelors degree in Finance, Business, Law, Economics, or a related field

12 years of prior compliance or financial services experience preferred (recent graduates with strong academic backgrounds are also encouraged to apply)

Strong attention to detail, organizational, and communication skills

Ability to work effectively in a fast-paced, international team environment

Proficient with Microsoft Office Suite and comfortable learning new systems and compliance tools

MUST BE ABLE TO WORK IN THE EST TIME ZONE