Governance, Risk, and Compliance Experienced Senior Associate/Supervisor - Asset Management jobs in United States
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Weaver · 1 week ago

Governance, Risk, and Compliance Experienced Senior Associate/Supervisor - Asset Management

Weaver is a full-service national accounting, advisory and consulting firm that values the well-being of its employees and promotes a collaborative workplace culture. The role involves working on internal audit, consulting, and compliance client engagements within the asset management and financial services sector, requiring knowledge of investment operations and regulatory requirements.

Accounting
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Growth Opportunities
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H1B Sponsor Likelynote

Responsibilities

Plan, prepare and deliver client work to the manager independently
Gain an understanding of client operations and risks
Participate in and lead client meetings and discussions
Understand and research securities laws and regulations and provide solutions to compliance, financial, or operational issues

Qualification

Investment operations knowledgeSEC/FINRA/CFTC regulationsAudit experienceCompliance experienceConsulting experienceCIA certificationCFE certificationCCRP certificationCRMA certificationData analytics skillsMaster's degreeCommunication skills

Required

Bachelor's degree in Accounting, Finance, Business Management or related field
3+ years of investment or financial services audit, compliance or consulting experience
Understanding of SEC/FINRA/CFTC regulations
Excellent written and verbal communications skills

Preferred

Master's degree is preferred but relevant industry experience will be taken into consideration
CIA, CFE, CCRP, CRMA or equivalent designation
Data analytics/visualization skills

Benefits

Medical
Dental
Vision
Disability
Life insurance
401(k) plan
Flexible scheduled time off (STO)
Minimum of 56 hours of sick and safe leave
11 holidays
2 scheduled recharge days
In-house CPE and learning opportunities
Technical improvement
Practice development
Management/leadership training
Whole-life growth

Company

Weaver is an accounting and auditing firm.

H1B Sponsorship

Weaver has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (23)
2024 (19)
2023 (9)
2022 (13)
2021 (6)
2020 (7)

Funding

Current Stage
Late Stage

Leadership Team

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Elliott Jeter
Managing Director
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Company data provided by crunchbase