Morgan Stanley · 2 weeks ago
Wealth Management Operations- Director (AVP)- Unclaimed Properties
South Jordan, UT
Full-time
Onsite
Lead/Staff
$64K/yr - $108K/yrMorgan Stanley is an industry leader in financial services, known for mobilizing capital to help governments, corporations, institutions, and individuals around the world achieve their financial goals. The Director in Escheatment Services Operations will be responsible for managing all aspects of unclaimed assets, ensuring compliance and effective controls, and leading a team to support financial transactions and client relationships.
Asset ManagementFinanceFinancial ServicesLending
Responsibilities
Serve as a subject matter expert within functional area, working with Team Manager to manage processes, risks and/or projects, proposing and implementing improvements/changes
Act as key problem solver for area or expertise, applying detailed knowledge to address unique or novel situations, recognize risks and draw out key issues
Coordinate work, train and develop other team members where required, including task allocation, and project contribution
Manage returned mail and SEC Regulation 17ad-17 Lost Security Holder process
Supervise internal and external inquiries and ensure maintenance of SLAs
Operate with in-depth knowledge of Compliance risk avoidance
Monitor and ensure that support for the returned mail process and SEC Regulation 17Ad-17 is documented, reviewed, and accurately prepared
Respond to and coordinate with clients/business areas in regard to returned mail inquiries
Serve as Subject Matter Expert for returned mail and Escheatment
Work with clients or internal stakeholders as information is required or requested
Support the receiving, reconciling, and reporting of unclaimed assets as needed
Manage and reconcile internal unclaimed property accounts
Manage unclaimed property campaigns
Work on assigned projects on an as-needed basis to support Escheatment Operations
Qualification
Required
Ability to lead by example, work with drive and determination, and put forward challenging views to senior levels
Comprehensive knowledge and understanding of functional area and operational/compliance policies and procedures of their team
Ability to operate independently across the majority of day-to-day responsibilities
Culture carrier across Operations, embracing the Firm's core values and acting as a role model
Collaboration and teamwork skills and experience, including strong interpersonal skills
Organizational skills, with strong attention to detail, and the ability to manage multiple deadlines
Identify and escalate potential process anomalies to management in a timely manner
Knowledge of unclaimed property regulations and SEC 17ad-17
Demonstrated experience identifying and addressing client needs: actively participating in discussions and meeting
Support a positive environment by balancing workloads while meeting client expectations; providing candid, meaningful feedback in a timely manner; and keeping management informed of progress and issues
Ability to effectively present information and respond to questions from business areas, managers and clients
Strong interpersonal and communication skills with the ability to establish excellent working relationships with internal business areas and clients
Project management capabilities
Strong critical thinking, organizational, and problem-solving skills
Ability to analyze large datasets
Ability to manage people
Benefits
Medical
Prescription Drug
Dental
Vision
Health Savings Account
Dependent Day Care Savings Account
Life Insurance
Disability and Other Insurance Plans
Paid Time Off (including Sick Leave consistent with state and local law, Parental Leave and 20 Vacation Days annually)
10 Paid Holidays
401(k)
Short/Long Term Disability
Company
Morgan Stanley
Morgan Stanley is a financial services company that offers securities, asset management, and credit services.
Founded in 1935
10001+ employees
H1B Sponsorship
Morgan Stanley has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (222)
2024 (195)
2023 (173)
2022 (153)
2021 (165)
2020 (173)
Funding
Current Stage
Public CompanyTotal Funding
unknown1997-02-05IPO
Leadership Team
James Gorman
Chairman and CEO
Wei Christianson
Co-CEO Asia Pacific
Recent News
2026-01-08
Business Wire
2026-01-08
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