Apply on Employer Site

Charles Schwab · 1 month ago

Paralegal- Trading, Marketing, and Operations Legal Group

Westlake, TX

Full-time

Hybrid

Senior Level

5+ years exp

Charles Schwab is a leading financial services company that empowers employees to make an impact in their careers. The Paralegal in the Trading, Marketing, and Operations Legal Group will provide legal support for contracts related to exchange-traded funds and mutual fund product platforms, assist with drafting and negotiating contracts, and ensure compliance with regulatory requirements.

Financial Services

Responsibilities

Providing legal support for contracts related to exchange-traded funds and mutual fund product platforms

Assisting with drafting and negotiating contracts

Providing legal support for contract administration

Researching, reviewing, and interpreting legal documents for validity, content, accuracy, and compliance with applicable regulatory requirements and firm guidelines

Qualification

Contract draftingLegal researchSecurities industry experienceNegotiation skillsAttention to detailParalegal certificateOral communicationWritten communicationOrganizational skills

Required

5–7 years of legal experience with direct contract drafting and administration experience

Experience in the securities industry (large broker-dealer or mutual fund firm) or law firm, highly preferred

Familiarity with ETF and mutual fund regulatory filings and ability to research filings on the SEC website

Strong contract drafting skills and keen attention to detail

Ability to identify and analyze contractual issues and provide solutions

Desire to engage with counterparties and hone negotiation skills

Excellent oral and written communication skills

Strong organizational skills, able to prioritize well, and show flexibility as workloads fluctuate

Ability to work independently under general direction of legal counsel, and to engage directly with business counterparts on day-to-day and project initiatives

Paralegal certificate a plus