First Command Financial Services, Inc. · 1 day ago
Mutual Fund Trader
Fort Worth, TX
Full-time
Onsite
Entry, Mid Level
2+ years expFirst Command Financial Services, Inc. is dedicated to providing client-obsessed service and high ethical standards. The Mutual Fund Trader role supports clients and field partners by executing trades, handling money movement requests, and ensuring compliance with regulatory requirements.
BankingConsultingCrowdfundingFinancial Services
Responsibilities
Demonstrated passion for people, having a strong client focus, and desire to provide a superior level of service
Demonstrate integrity and high ethical standards
Strong ability to successfully balance competing priorities in a fast-paced environment
Superior customer service skills with the ability to diffuse situations and solve conflicts in a cordial manner
Specific operational knowledge of investment products (specifically mutual funds, variable annuities, and mutual fund wrap programs)
Thorough understanding of the financial industry and policies, procedures, and regulatory requirements related to investment trading
Ability to partner and collaborate in cross-functional teams for client support and issue resolution
Strong interpersonal, communication, and time management skills
Strong analytical and problem-solving skills
Assist clients and advisors with trading strategies, executing investment trades, and money movement transactions
Assist with questions and education for employees, clients, and field partners regarding investment trading policies and procedures
Partner with Quality Management (QM) to resolve client concerns; involves speaking directly with clients to better understand the situation and working with Support Staff, outside Business Partners, and/or QM to reach a resolution
Conducts insightful problem solving for clients taking the time to investigate the client’s current situation and ask questions to learn what course of action is in the client’s best interests
Follow up with clients when necessary to provide status updates and to close out service requests
Required to document details of all client and advisor interactions
Qualification
Required
Bachelor's degree or equivalent work experience required
2+ years of brokerage industry or equivalent experience required
Series 7 and 66 (or equivalent) required and/or must be obtained within 180 days from licensing start date
Life & Health Insurance License required and/or must be obtained within 180 days from licensing start date
Demonstrated passion for people, having a strong client focus, and desire to provide a superior level of service
Demonstrate integrity and high ethical standards
Strong ability to successfully balance competing priorities in a fast-paced environment
Superior customer service skills with the ability to diffuse situations and solve conflicts in a cordial manner
Specific operational knowledge of investment products (specifically mutual funds, variable annuities, and mutual fund wrap programs)
Thorough understanding of the financial industry and policies, procedures, and regulatory requirements related to investment trading
Ability to partner and collaborate in cross-functional teams for client support and issue resolution
Strong interpersonal, communication, and time management skills
Strong analytical and problem-solving skills
Preferred
1+ years of contact center experience preferred
1+ years of experience in brokerage and investment trading preferred
Company
First Command Financial Services, Inc.
First Command Financial Services, Inc. coaches our Nation’s military families in their pursuit of financial security.
501-1000 employees
H1B Sponsorship
First Command Financial Services, Inc. has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (13)
2024 (13)
2023 (10)
2022 (9)
2021 (9)
2020 (6)
Funding
Current Stage
Late StageLeadership Team
Mark Steffe
President and Chief Executive Officer
Recent News
2025-11-22
24-7 Press Release Newswire
2025-05-08
Company data provided by crunchbase