Apply on Employer Site

SMBC Group · 2 weeks ago

Regulatory Officer (Advisory), Vice President

New York, NY

Full-time

Hybrid

Mid, Senior Level

$139K/yr - $200K/yr

5+ years exp

SMBC Group is a top-tier global financial group that offers a diverse range of financial services. The VP, Regulatory Officer will work with the Regulatory Relations Advisory team to implement and execute SMBC’s regulatory engagement framework and strategy, serving as an advisor on financial and risk management topics in connection with regulatory engagements.

AdviceBankingFinancial Services

H1B Sponsor Likely

Responsibilities

Serve as an advisor to SMBC business and functional departments for financial and risk management topics in connection with regulatory engagements including regulatory examinations, routine continuous monitoring meetings, supervisory issue remediation, and other requests and interactions

Assist with exam preparedness and responses by facilitating pre-exam activities, coordinating gap assessments, and leveraging open issues. Engage in effective review and challenge

Synthesize regulator expectations and stakeholder information to provide feedback and identify emerging regulatory trends and themes from regulatory examinations, responses and engagements

Ensure regular, accurate and timely data and documentation to support updates and reporting to senior management and key stakeholders

Contribute to and support Regulatory Relations Advisory priorities and strategies including a proactive, strategic and holistic approach to regulatory engagement

Qualification

Financial services experienceRegulatory engagement strategyRisk management knowledgeAnalytical skillsRelationship managementProject managementCommunicationAttention to detailCollaboration skills

Required

Bachelor's degree or equivalent required

At least 5 years of financial services experience at a regulator, bank or law firm

Strong analytical skills and solid judgment; an ability to identify and analyze the evolving regulatory landscape as well as regulatory issues, themes and trends

Strong project and relationship management, collaboration and influencing skills

Understanding of financial markets and regulatory requirements for banking business

High attention to detail with ability to manage multiple priorities, complete work accurately and in a timely manner against strict deadlines

Ability to work independently with limited supervision and to collaborate with team members and other stakeholders

Excellent communication skills

Preferred

Graduate, law or business degree preferred

Prior experience with financial services regulator or FBO strongly preferred

Working knowledge of financial services supervision

Risk management, liquidity risk, credit risk, and or model risk experience is a plus

Benefits

Competitive portfolio of benefits

Company

SMBC Group

Glassdoor3.5

SMBC Group is a top-tier global financial group.

Founded in 1590

New York, New York, USA

10001+ employees

https://www.smbcgroup.com/americas

H1B Sponsorship

SMBC Group has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

Distribution of Different Job Fields Receiving Sponsorship

Represents job field similar to this job

Trends of Total Sponsorships

2025 (160)

2024 (87)

2023 (73)

2022 (44)

2021 (29)

2020 (26)