SMBC Group · 2 days ago
Market Risk Governance Associate
New York, NY
Full-time
Hybrid
Mid Level
$95K/yr - $150K/yr
3+ years expSMBC Group is a top-tier global financial group offering a diverse range of financial services. The Market Risk Governance Associate role focuses on issue management, governance coordination, and supporting regulatory and risk management processes across the Americas Market Risk Management team.
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Responsibilities
Support the end-to-end issue management lifecycle for regulatory, audit, and internal Management Self-Identified issues
Track open issues, remediation milestones, evidence, and validation activities across multiple internal (market risk) and external stakeholders
Ensure root cause analyses, action plans, remediation evidence, and validation align with regulatory and internal standards
Produce timely and accurate dashboards, metrics, and reporting for senior management and governance committees
Coordinate with Operational Risk and Internal Audit to ensure alignment with firm wide issue management standards
Assist in preparing high quality materials for Risk Committees (Tier 1 and 2), Swap Dealer and Broker Dealer oversight forums
Help review policies, procedures and governance documentation for completeness and consistency
Track regulatory developments and interpret implications for swap dealer governance, reporting, and risk controls
Qualification
Required
3-5 years of experience in risk management, counterparty risk, risk governance, broker-dealer risk, or swap dealer oversight in a large financial institution or consulting firm
Strong analytical, organizational, and problem-solving skills
Ability to manage multiple tasks with attention to detail and tight deadlines
Excellent written and verbal communication skills
Bachelor's degree (BA/BS)
Preferred
Advanced degree such as MBA or MS in Finance or Risk Management
Ability to manage multiple responsibilities and prioritize effectively
Cultural sensitivity and ability to interact effectively with international colleagues, particularly Japanese expatriates
Benefits
Annual discretionary incentive award
Competitive portfolio of benefits
Company
SMBC Group
SMBC Group is a top-tier global financial group.
10001+ employees
H1B Sponsorship
SMBC Group has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (160)
2024 (87)
2023 (73)
2022 (44)
2021 (29)
2020 (26)
Funding
Current Stage
Late StageLeadership Team
Hirofumi Otsuka
Senior Managing Executive Officer & CEO of Americas Division
Juan Kreutz
Head of Structured Finance Solutions and Deputy Head of the Americas
Recent News
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