Senior Director, Compliance jobs in United States
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Capital One · 2 months ago

Senior Director, Compliance

Capital One is seeking a Senior Director to own the development, management, and oversight of program initiatives to enhance the Compliance Management Program. The successful candidate will create and implement innovative solutions to identify and mitigate compliance risk while providing strategic guidance across the organization.

Financial Services
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Comp. & Benefits
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Responsibilities

Play a key role in contributing to the effective design and delivery of specific initiatives intended to enhance the CMP
Leverage data and analytics to inform outcomes and identify improvement opportunities
Continuously monitor the internal and external environment for emerging risks, trends in data, compliance impacts, and regulatory focus areas
Provide strategic program leadership, driving program alignment in a matrixed, highly complex regulated environment
Design, develop, and manage risk management-focused project plans in a complex dynamic environment, revising needs to meet changing requirements
Communicate program requirements to internal and external stakeholders as needed
Build relationships and collaborate with key stakeholders to ensure delivery of commitments

Qualification

Compliance Management ProgramRisk ManagementProgram ManagementData AnalyticsPeople ManagementFinancial Services ExperienceStrategic GuidanceCommunication SkillsCollaboration

Required

Bachelor's Degree or military experience
At least 9 years of experience in compliance, risk management, legal, or audit
At least 5 years of process, product, project, or program management experience
At least 4 years of people management experience

Preferred

Master's Degree or Juris Doctor
Certified Regulatory Compliance Manager (CRCM) or Certified Enterprise Risk Professional (CERP)
10+ years of experience in financial services
5+ years of people management experience

Benefits

Comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being

Company

Capital One

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Capital One is a financial services company that provides banking, credit card, auto loan, savings, and commercial banking services.

Funding

Current Stage
Public Company
Total Funding
$5.45B
Key Investors
Berkshire Hathaway
2025-09-11Post Ipo Debt· $2.75B
2025-01-30Post Ipo Debt· $1.75B
2023-05-15Post Ipo Equity· $954M

Leadership Team

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Daniel Arellano
Senior Vice President, Business Cards and Payments
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Justin Burch
Senior Vice President
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Company data provided by crunchbase