Apply on Employer Site

Sutton Bank · 1 month ago

Team Lead Compliance Investigative Analyst

Tampa, FL

Full-time

Hybrid

Senior Level

6+ years exp

Sutton Bank is a financial institution seeking a Team Lead Compliance Investigative Analyst to manage BSA/AML investigators and oversee compliance investigations. The role involves analyzing customer account activities, preparing documentation, and ensuring adherence to regulatory timeframes while providing training and support to the compliance team.

BankingCommunitiesFinancial ServicesMortgageVenture Capital

Responsibilities

Conducts and/or oversees investigations involving complex transaction patterns to identify potentially suspicious activity involving money laundering and fraud or the suspicious movement of funds

Provides new and ongoing training to analysts as procedures are updated and/or changes occur within the financial industry or regulatory environment

Performs or oversees investigator's review of internal or program manager reports for activity indicative of money laundering, fraud or unusual activity related to human trafficking and/or elder financial abuse

Partners with the BSA Analyst to assist with the tuning and optimization of the Bank's transaction monitoring system(s)

Assigns and monitors workloads to ensure regulatory timeframes and internal service level agreements are met or adhered to

Performs or assists with reviewing/screening and responding to 314a, 314b, OFAC, subpoenas, national security letters, and other information search, information sharing, or information screening requests

Ensures that the Deputy BSA Officer is informed of investigator performance and absenteeism participation on and working complex cases, and acting as a liaison with law enforcement

Partners with the HR Manager to initiate corrective action and/or development plans, evaluate performance and develop staff members

Communicates effectively with internal Sutton Bank colleagues, Program partners, and law enforcement

Qualification

CAMS CertificationCompliance experienceSAR writingRegulatory complianceAnalytical skillsTraining document writingRegulationsInterpersonal skillsProblem-solving skillsCommunication skills