Associate / VP / Director Prime Brokerage Sales (Hong Kong based) jobs in United States
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Marex · 5 months ago

Associate / VP / Director Prime Brokerage Sales (Hong Kong based)

Marex is expanding its Prime Brokerage Sales Team in Hong Kong, seeking a talented individual to drive growth in this area. The successful candidate will be responsible for sales, marketing, and client service related to Prime Brokerage and outsourced trading products, while ensuring compliance with regulatory requirements.

FinanceFinancial ServicesManagement Consulting

Responsibilities

Supporting for distribution of the team’s prime brokerage and outsourced trading products into HK and replying to reverse inquiries
Broadening the sales and marketing function in HK. This included educating investors about Marex as well as the prime brokerage products on offer
Visit investors offices to present prime brokerage and outsourced trading solutions
Responsible for determining and executing client service and pricing levels
Responsible for developing and executing on marketing strategy
Ensuring compliance with the company’s regulatory requirements under the SFC
Adhere to the operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with
Role model for demonstrating highest level standards of integrity and conduct and reflecting Company Values
At all times complying with Marex’s Code of Conduct
To ensure that you are fully aware of and adhere to internal policies that relate to you, your role or any other activities for which you have any level of responsibility
To report any breaches of policy to Compliance and/ or your supervisor as required
To escalate risk events immediately
To provide input to risk management processes, as required
The Company may require you to carry out other duties from time to time

Qualification

Prime Brokerage SalesRegulatory ComplianceMandarin ProficiencyCantonese ProficiencyStrategic Collaboration

Required

Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this
Strategic collaborator with insight and agility, able to anticipate future challenges, ensuring operational effectiveness

Preferred

Proficiency in Mandarin or Cantonese is advantageous

Company

Marex (Nasdaq:MRX) is a diversified financial services platform.

Funding

Current Stage
Late Stage

Leadership Team

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Christine Lofland
Chief Financial Officer-FCM
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Michael Bolan
Chief Financial Officer
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Company data provided by crunchbase