RBC · 1 day ago
Investment Associate
Wayzata, MN
Full-time
Onsite
Mid Level
$45K/yr - $75K/yr
3+ years expRBC is a leading global financial institution that values diverse perspectives and aims to help clients achieve their financial goals. The Investment Associate will support Financial Advisors by managing client accounts, facilitating transactions, and providing high-quality client service while identifying business development opportunities.
BankingFinancial ServicesWealth Management
Responsibilities
Gather client suitability information, open new accounts, and assist with asset gathering
Facilitate the transfer of funds and securities and the issuance of checks, wire transfers and ACH disbursements when requested
Process investment advisory agreements and monitor account surveillance on the AdvisoryLink platform
Identify business development opportunities with the goal of increasing revenue, enhancing client relationships and streamlining day-to-day processes
Provide a high level of service to clients by anticipating needs and completing requests efficiently
At the FA’s request, research and communicate investment strategies and recommendations to clients
Research complex problems in clients’ accounts with assistance from business partners and deliver an effective and acceptable resolution
Qualification
Required
3+ years of Registered Client Associate experience or related industry experience
Series 7 and 66 (or 63/65)
Advanced understanding of the stock market, investments and retirement plans and working knowledge of fixed income products, equities, mutual funds, insurance, annuities and applicable compliance rules and regulations
Computer proficiency
Strong customer service skills with the ability to continually maintain and build relationships, being detail-oriented, possessing outstanding written and verbal communication and problem solving skills, and ability to navigate multiple demands in a fast-paced, deadline-oriented environment
Preferred
Salesforce experience
Knowledge of Money Guide Pro planning software
Benefits
Discretionary bonus
401(k) program with company-matching contributions
Health, dental, vision, life and disability insurance
Paid time-off plan
Company
RBC
Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance.
10001+ employees
H1B Sponsorship
RBC has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (29)
2024 (17)
2023 (3)
2022 (4)
2021 (1)
2020 (2)
Funding
Current Stage
Public CompanyTotal Funding
$16.3B2025-10-30Post Ipo Debt· $5B
2025-09-15Post Ipo Debt· $1.35B
2025-07-10Post Ipo Debt· $177.74M
Leadership Team
Graeme Hepworth
Chief Risk Officer
Kelly Bradley
Chief Human Resources Officer
Recent News
Globe and Mail
2025-12-27
thecanadianpressnews.ca
2025-12-25
Company data provided by crunchbase