RBC · 4 days ago
Senior Operational Risk Analyst
Minneapolis, MN
Full-time
Onsite
Mid, Senior Level
$65K/yr - $115K/yr
5+ years expRBC is a leading financial services company, and they are seeking a Senior Operational Risk Analyst to support Wealth Management U.S. business and operational risk processes. The role involves executing Operational Risk Management standards, performing risk assessments, and collaborating with various stakeholders to enhance risk management practices.
BankingFinancial ServicesWealth Management
Responsibilities
Perform RCSAs within WM-U.S. and ensure RCSAs are completed satisfactorily and timely, in accordance with the Enterprise standard for ORM. Perform in-depth RCSAs around plausible risks, controls and key processes. Work with stakeholders to develop action plans where risks are outside of risk appetite
Work with key business partners to identify operational and business risks and linkages with controls within WM-U.S. and ensure risks are appropriately documented on the firm’s Risk Register. The Risk Register is a collection of risks documented across multiple business units
Responsible for report creation and will support the continuous improvement of reporting processes and methodologies that reflect industry standards and internal best practices, utilizing digitized risk and control assessment and issue management tools and the data housed therein. Reporting is a key component of the RBC’s ORM and helps the business manage its risk by measuring and monitoring its risk exposure across key metrics
Responsible for managing the collection, aggregation, and analysis of operational risk data for both internal and external stakeholders across multiple risk domains. Operational risk metric data is critical to the business in assessing risks
Assist in the refresh and maintenance of effective operational risk reports and templates, including Risk Appetite Measures (RAMs), KRIs, committee presentations and other ad-hoc materials
Partner closely with risk colleagues to fulfill overall business risk objectives, including with respect to risk programs (e.g., Risk Culture and Conduct, Reputational Risk, Third Party Risk, Issues Management, Operational Risk Events, Root Cause Analysis)
Perform ad hoc duties and initiatives related to broader areas of business and operational risk
Work under pressure in fast-paced and deadline-driven environment with multiple competing priorities. Execute work product while being highly organized, flexible and exceling at prioritizing and meeting deadlines and prioritizing and managing multiple tasks and projects while ensuring that goals are met
Qualification
Required
Bachelor's degree in finance, business, or related field
Five or more years of experience in operational risk or equivalent risk, compliance, or audit within financial services
Proficiency in Microsoft Office Suite
Demonstrated high proficiency in organizational skills, including the ability to build consensus, influence, and drive coordination, communication, negotiation, and projects across businesses and platforms to achieve expected results
Skill and judgment to be able to deal effectively with and influence business partners, stakeholders, and senior management
Proven skill in handling conflict, strategic thinking and decision making in a time-sensitive environment, meticulous attention to detail and strong written and verbal communication skills
Preferred
Advanced degree
Series 7; Series 63/65 or 66; and Series 9/10 or Series 24
Experience working in US wealth management broker-dealer risk and/or compliance
Benefits
401(k) program with company-matching contributions
Health
Dental
Vision
Life
Disability insurance
Paid-time off
Company
RBC
Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance.
10001+ employees
H1B Sponsorship
RBC has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (29)
2024 (17)
2023 (3)
2022 (4)
2021 (1)
2020 (2)
Funding
Current Stage
Public CompanyTotal Funding
$16.3B2025-10-30Post Ipo Debt· $5B
2025-09-15Post Ipo Debt· $1.35B
2025-07-10Post Ipo Debt· $177.74M
Leadership Team
Graeme Hepworth
Chief Risk Officer
Kelly Bradley
Chief Human Resources Officer
Recent News
Globe and Mail
2025-12-27
thecanadianpressnews.ca
2025-12-25
Company data provided by crunchbase