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Capital One · 1 month ago

Principal Associate, Business Risk Guide- Enterprise Services Risk Office

Richmond, VA

Full-time

Onsite

Mid, Senior Level

$116K/yr - $132K/yr

4+ years exp

Capital One is a technology company operating in a complex, highly regulated business. As a Principal Associate, Business Risk Guide in the Enterprise Services Risk Office, you will apply your risk management and analytical skills to enhance third party risk management processes and drive project and program delivery.

BankingCredit CardsFinanceFinancial Services

Comp. & Benefits

No H1B

Responsibilities

Build successful relationships with ESM and other team members to understand the impact of technology risk on critical business processes

Perform risk reviews during various processes such as Risk Control and Self Assessments (RCSAs), Process Level Assessments (PLA), Exceptions, Applications, Targeted Risk Assessments and recommend on risk mitigation activities

Influence leaders within ESM, Compliance, Cyber Security, second line risk organizations, and Internal Audit on key technology risks and actions needed

Conduct periodic risk reviews with the executives and support reporting for risk metrics

Develop risk analysis, perform deep dive investigations, and drive specific risk initiatives to minimize risk posture and strengthen overall control suite effectiveness

Design and support internal risk and control governance processes

Identify and implement continual risk program enhancements based on industry standards and best practices in alignment with Capital One’s strategic risk direction

Support the Enterprise Services (ES) Risk organization by implementing new and innovative ideas

Qualification

Risk managementAnalytical skillsProject managementControls developmentRisk reportingCommunicationProblem-solvingCritical thinkingOrganizational skills

Required

High School Diploma, GED or Equivalent Certification

At least 1 year of experience in the Financial Services or Technology industry

At least 3 years of experience in project, program, process, risk management or a combination of these

At least 3 years of experience facilitating and leading discussions across various disciplines

Preferred

Bachelor's Degree or military experience

4+ years of experience in risk management, technology, or a related discipline

Experience in controls development, controls management, risk reporting activities such as process level assessments and risk and control self assessments

Strong organization skills and ability to support multiple projects simultaneously

Excellent verbal presentation and written communication skills to confidently interact with and lead meetings at all levels

Excellent problem-solving, analytical and critical thinking skills to effectively respond to shifting priorities, demands and timelines

At least 3 years of leading highly cross-functional programs

At least 3 years of experience consulting with senior executives and strategy building