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Globe Telecom · 3 months ago

Manager, Business Assurance and Compliance Manager

17F W City Center

Full-time

Onsite

Senior Level

7+ years exp

G-Xchange Inc. is seeking a Manager for Business Assurance and Compliance to help ensure compliance with laws and regulations in the fintech industry. The role involves providing guidance, developing compliance policies, conducting training, and supporting audits, all aimed at maintaining high compliance standards for the company's financial products and services.

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Comp. & Benefits

Responsibilities

Act as a compliance business partner to assigned units, providing day-to-day guidance and operational support

Ensure compliance with relevant laws, rules, and regulations, including those issued by the Bangko Sentral ng Pilipinas (BSP) for non-bank financial institutions and operators of payment systems

Monitor and review regulatory changes and updates specific to the fintech industry, communicating potential impacts to relevant teams

Conduct gap analysis of new regulatory issuances to ensure full compliance

Stay informed about digital banking, digital wallet, and online transaction regulations

Participate in product development and launch initiatives, ensuring compliance from the outset

Assist in the development, implementation, and maintenance of compliance policies and procedures tailored to fintech products and services

Review of compliance related policies and procedures to ensure alignment with evolving regulatory requirements and industry standards

Maintain a repository for the Compliance Group of compliance assessments and regulatory filings or correspondence related to products/services

Conduct training sessions for business unit personnel on compliance topics

Conduct regular product/services compliance monitoring activities

Handle concerns from Business units on compliance matters

Analyze compliance data to identify trends, potential risks, and areas for improvement

Assist in the preparation of reports to Board Committee and Management Committees

Assist in developing and delivering compliance training programs specific to fintech products and services

Provide guidance and support to employees on compliance-related matters specific to digital financial services

Assist with internal and external audits, including regulatory examinations and third-party assessments

Assist in gathering and organizing audit documentation, and respond to audit requests in a timely manner

Monitor regulatory audit findings as may be necessary

Monitor the progress of compliance-related projects in coordination with relevant units

Qualification

Compliance managementFintech regulationsRisk managementDigital financial servicesAudit supportAnalytical skillsTechnology proficiencyCommunication skillsDetail-orientedAdaptability