Chase · 2 months ago
Control Manager Transfer Agency
575 Washington Blvd, Jersey City, NJ, 07310, US
Full-time
Onsite
Senior Level
$119K/yr - $190K/yrChase is a leading financial services firm, and they are seeking a Control Manager for their Securities Services Operations Control Management team. In this role, you will maintain a robust control environment, manage operational risks, and collaborate with cross-functional teams to design effective controls and implement sustainable solutions.
BankingFinancial Services
Responsibilities
Lead the creation and implementation of control frameworks to ensure operational efficiency and compliance
Conduct risk assessments to identify vulnerabilities and design effective controls
Monitor and evaluate control effectiveness, recommending improvements to meet firmwide standards
Manage large-scale projects related to operations control management, ensuring timely execution
Analyze data and present insights to senior leadership on operational risk
Offer actionable recommendations for control enhancements
Engage with stakeholders to build lasting relationships and ensure business alignment
Stay updated on industry trends and regulatory changes to improve control processes
Support the maintenance of shareholder records and investor AML/KYC checks
Oversee the processing of subscriptions and redemptions
Produce and distribute investor and client statements
Qualification
Required
Extensive experience in Securities Services and Alternative Fund Services Investor Relations
Experience in controls management, operations, or audit
Strong analytical, problem solving, and process mapping skills
Initiative in identifying issues and proposing effective remediation plans
Strong organizational and project management skills
Excellent decision-making skills and judgment
Ability to manage global, cross-business issues
Strong influencing and communication skills, both written and verbal
Ability to liaise with senior management and report on strategic milestones
Proficiency in MS Office applications
Preferred
Experience partnering with diverse teams to drive efficiency and process enhancement
Background or knowledge of 12 CFR part 9 obligations
Experience in process re-engineering
Ability to question and probe activity/functions across multiple business areas
High attention to detail and ability to succinctly frame issues and recommendations
Experience in presenting activity and progress to senior management
Knowledge of regulatory requirements impacting Securities Services
Company
Chase
Chase provides broad range of financial services. It is a sub-organization of JP Morgan Chase.
Founded in 2000
10001+ employees
Funding
Current Stage
Late StageLeadership Team
Mike McDonnell
Managing Director, Head of Chase Travel Platform Product
Nicole Sanchez
Managing Director, Consumer Bank, GM and Product Executive, Growth Financial Products
Recent News
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