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BNY · 3 days ago

Vice President, Control Team

Houston, TX

Full-time

Onsite

Mid, Senior Level

7+ years exp

BNY is a leading global financial services company that influences nearly 20% of the world’s investible assets. The Vice President, Control Team will oversee the control inventory, collaborate with various teams to align development work with risk frameworks, and lead analyses to ensure control effectiveness.

Financial Services

Responsibilities

Leverage the Platform control inventory (RCSA), ensuring it aligns with internal policies, regulatory requirements and industry best practices; amend controls as required off the back of operating risk events

Partner with Conventional Trust Leadership Team consisting of Product Managers, Engineering, Operations and Corporate partners to ensure Pod development work aligns with our Risk and Control Framework

Collaborate with product, operations, and application development staff to drive the automation of manual business specific controls and identify opportunities for automated control monitoring

Monitor and analyze the portfolio of platform specific control issues (including technology issues), escalating areas of risk to the first Line of Defense (LOD) Control Lead as appropriate within the portfolio of platform specific technology control issues

Lead root-cause analyses for control failures or near-misses and develop and execute action plans that permanently remediate issues

Assess risks and controls associated with changes to existing products and applications and development of new products and applications to determine the way forward

Prepare clear, concise reports and presentations for senior management, summarizing control health, trends, and improvement initiatives