Global Banking & Markets Operations-Dallas-Associate-GBM Regulatory Controls jobs in United States
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Goldman Sachs · 1 month ago

Global Banking & Markets Operations-Dallas-Associate-GBM Regulatory Controls

Goldman Sachs is a leading global financial services firm providing investment banking, securities and investment management services. They are seeking an Associate for the GBM Regulatory Controls team, responsible for ensuring non-financial regulatory compliance and monitoring functions.

BankingFinanceFinancial ServicesVenture Capital
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Growth Opportunities
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H1B Sponsor Likelynote

Responsibilities

Control Assessments entail validating the data reported and ensuring reporting functions are compliant with regulatory requirements and our control framework standards
The Associate will be accountable for the quality assurance of the information we send and ensuring potential issues are quickly escalated and remediated
The candidate will need to engage with their global GBM Regulatory Operations and Engineering groups, Legal, and Compliance
We will also expect the successful candidate to contribute to the continuous improvement of our Analytics and Business Intelligence focus

Qualification

Regulatory ReportingData AnalysisControl AssessmentsFinancial Markets KnowledgeBusiness Intelligence ToolsTeamworkOrganizational SkillsAttention to DetailCommunication SkillsProject Management

Required

Minimum of 3-4 years overall working experience
Strong teamwork is essential, as well as the ability to build cross functional and divisional relationships that benefit all parties. Working across geographic as well as cultural borders to ensure the success of the GBM Regulatory Controls functions
Strong organizational skills and the ability to adapt with rapidly changing priorities are also essential
Strong attention to detail and the ability to keep track of a large and varied workload
Experience with data analytics over large data sets, understanding the detail and identifying possible issues with accuracy, completeness
Highly articulate with strong verbal and written communication skills
Bachelor's degree

Preferred

Experience in an Operations Control Environment
Working knowledge about financial markets, regulatory landscape, and associated processes
Experience with regulatory reporting or regulatory controls
Working knowledge of financial products, e.g., equities, fixed income, exchange traded derivatives, OTC derivatives
Experience in a global firm with Risk and Control / Audit / Legal / Compliance / Project Management background
Working knowledge about project management and business analysis
Working experience with operating on large data sets and BI tools (including SQL)

Benefits

Healthcare & Medical Insurance
Holiday & Vacation Policies
Financial Wellness & Retirement
Health Services
Fitness
Child Care & Family Care

Company

Goldman Sachs

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Goldman Sachs is a multinational financial services firm providing securities, investment banking, and management services.

H1B Sponsorship

Goldman Sachs has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (1954)
2024 (1685)
2023 (2060)
2022 (2326)
2021 (2258)
2020 (1572)

Funding

Current Stage
Public Company
Total Funding
$6B
2025-04-23Post Ipo Debt· $6B
2012-06-05Post Ipo Equity
1999-05-14IPO

Leadership Team

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David M. Solomon
Chair and Chief Executive Officer
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John Waldron
President and Chief Operating Officer
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Company data provided by crunchbase