Private Banking Operations- Collateral Middle Office- Associate jobs in United States
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E*TRADE from Morgan Stanley · 1 month ago

Private Banking Operations- Collateral Middle Office- Associate

E*TRADE from Morgan Stanley is seeking an Associate in Private Banking Operations- Collateral Middle Office to provide operational support in securities-based lending collateral management. The role involves processing transactions, responding to client requests, and collaborating with various teams to ensure compliance and risk management.

BankingFinanceFinancial Services

Responsibilities

Process transactions/tasks within coverage area
Respond to client requests with accuracy and speed, ensuring compliance with all policies and procedures
Follow escalation framework, taking responsibility for identifying, escalating and preventing issues
Raise issues, question others and offer solutions/ideas
Analyzing large datasets to identify risk, exposure, and anomalies
Developing strategic solutions for new products and controls to support reporting, stress testing, and risk mitigation
Collaborating with Margin Managers, Credit Risk, Technology, and field teams
Interpreting new FINRA directives and assessing their impact on firm policies and procedures

Qualification

Financial markets knowledgeRisk managementData analysisPythonMicrosoft Office SuiteCommunication skillsTeamworkAdaptabilityOrganizational skillsSelf-motivation

Required

Ability to build trust and find innovative ways to improve teamwork, functions/processes and create a positive work environment
Understanding of business area supported, client requirements, and importance of not compromising control to comply with client requests
Culture carrier across Operations, embracing the Firm's core values
At least 0-2 years' relevant experience would generally be expected to find the skills required for this role
Proven track record of achievement and ability to take initiative in a dynamic environment
Familiarity with financial markets and the current regulatory landscape
Strong written and verbal communication skills, with the ability to convey complex information to diverse audiences
Adaptability to multiple functions, including line work, projects, and process improvement initiatives
Ability to drive process enhancements and efficiency improvements
Proficiency in Microsoft Office Suite, particularly Excel and PowerPoint
Strong proficiency in Python
Growth mindset with a commitment to continuous learning
Ability to perform under pressure and meet deadlines
Excellent organizational and time management skills
Self-motivated with a strong sense of accountability
Positive attitude and collaborative approach

Benefits

Some of the most attractive and comprehensive employee benefits and perks in the industry
Commission earnings
Incentive compensation
Discretionary bonuses
Other short and long-term incentive packages
Other Morgan Stanley sponsored benefit programs

Company

E*TRADE from Morgan Stanley

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E*TRADE from Morgan Stanley is a pioneer in the online brokerage industry.

Funding

Current Stage
Public Company
Total Funding
unknown
2020-02-20Acquired
1996-08-16IPO

Leadership Team

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Julia Miller
Director and Customer Marketing
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Company data provided by crunchbase