Compliance - AML Analyst jobs in United States
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Kestra Financial · 1 month ago

Compliance - AML Analyst

positionTempe, AZ
timeFull-time
remoteOnsite
seniorityEntry, Mid Level
date2+ years exp

Kestra Financial is a leading independent advisor platform that empowers financial professionals. The Compliance - AML Analyst is responsible for conducting investigations to ensure compliance with Anti-Money Laundering regulations and contributes to the strategic goals of the compliance team.

BankingConsultingFinanceFinancial Services

Responsibilities

Perform AML investigations and transaction reviews with minimal supervision
Prepare and file Suspicious Activity Reports (SARs) and respond to FinCEN requests
Collaborate with internal departments and third-party vendors to gather and analyze data
Stay current with AML regulations and industry best practices
Recommend process improvements and contribute to compliance strategy

Qualification

AML investigationsSuspicious Activity ReportsCAMS certificationAnalytical skillsSoftware knowledgeCommunication skillsTeamworkAttention to detailProject management

Required

Strong commitment to culture and demonstration of professionalism, accountability, customer/client focus, and teamwork
Excellent written and oral communications skills
Ability to communicate and work with all associates of all levels within our organization
Ability to prioritize multiple tasks and manage projects effectively
Attention to detail and organizational skills
Ability to work independently and focus on job tasks with little hands on supervision
Ability to learn different software systems
Strong analytical skills and ability to research items in an efficient and timely manner
Software knowledge of MS Word, Excel and Outlook
Bachelor's degree required or relevant work experience
2+ years' experience in an analytical role within a broker/dealer environment or 3 years of industry experience
Series 7 required
Series 24 required (or obtained within 90 days of employment)

Preferred

CAMS certification preferred

Benefits

401(k)
Health insurance
Competitive benefits package
Opportunities for training, development, and long-term growth within the firm
Tuition reimbursement for qualified expenses

Company

Kestra Financial

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Kestra Financial provides a leading independent advisor platform.
dateFounded in 1996
location
Austin, Texas, USA
people-size201-500 employees
web-link
http://www.kestrafinancial.com/

Funding

Current Stage
Growth Stage
Total Funding
unknown
2019-02-25Acquired

Leadership Team

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Joel Bennett
CFO
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Kris Chester
Executive Vice President + Chief Operating Officer
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Recent News

Business Wire
Grandview Partners Joins Kestra Financial’s Advisor Community
2025-11-20
Business Wire
Bluespring Wealth Partners Acquires $1.41B Signature Wealth
2025-11-04
Pulse 2.0
Kestra Onboards $866 Million Firm Ascend Private Wealth Partners
2025-10-27
Company data provided by crunchbase