E*TRADE from Morgan Stanley ยท 1 month ago
Technology Enablement Lead - Executive Director
New York, New York, United States of America
Full-time
Onsite
Director/Executive
$195K/yr - $275K/yr
15+ years expE*TRADE from Morgan Stanley is a global financial services firm and a market leader in investment banking and securities. They are seeking a Technology Enablement Lead to manage the communications surveillance program and oversee its migration to a new platform, ensuring compliance with regulatory standards.
BankingFinanceFinancial Services
Responsibilities
Lead the communications surveillance program strategy, ensuring alignment with regulatory and business requirements
Manage governance, reporting, and stakeholder engagement across Technology, Compliance, and vendors
Oversee the end-to-end migration from CSurv to Enterprise Conduct, including planning, execution, and post-migration validation
Coordinate with engineering teams, vendors, and business units to ensure timely delivery and minimal disruption
Ensure adherence to firm-wide compliance standards and regulatory obligations for electronic communications
Partner with Cybersecurity and Firm Resilience teams to maintain data integrity and security during migration
Act as the primary liaison between Technology leadership, Compliance, and external vendors
Provide regular updates to senior management and executive stakeholders
Continuously improve program performance, reliability, stability, and resiliency
Continuously work to improve the efficiency of the platform and to reduce false positives
Work closely with global teams including Compliance, BUs, upstream teams, and technology partners
Qualification
Required
Bachelor's degree in Computer Science, Information Technology, or related field
15+ years of experience in program management or technology leadership within financial services or regulated industries
Proven track record of managing large-scale technology migrations
Strong understanding of electronic communications compliance domain
Experience with platforms such as CSurv and EC (or similar communications archiving and monitoring tools)
Experience in Agile development lifecycle
Strong oral and written communication skills
Preferred
Experience with cloud-based compliance solutions
Knowledge of cybersecurity and data governance principles
Experience working across time zones on a global team
Financial services experience
Benefits
Commission earnings
Incentive compensation
Discretionary bonuses
Other short and long-term incentive packages
Other Morgan Stanley sponsored benefit programs
Company
E*TRADE from Morgan Stanley
E*TRADE from Morgan Stanley is a pioneer in the online brokerage industry.
1001-5000 employees
H1B Sponsorship
E*TRADE from Morgan Stanley has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2020 (3)
Funding
Current Stage
Public CompanyTotal Funding
unknown2020-02-20Acquired
1996-08-16IPO
Leadership Team
Julia Miller
Director and Customer Marketing
Recent News
2025-11-07
2025-10-14
Company data provided by crunchbase