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Vanguard · 2 months ago

Fund Financial & Regulatory Reporting Analyst

Wayne, PA

Full-time

Hybrid

Senior Level

5+ years exp

Vanguard is a leading financial services company focused on the long-term financial wellbeing of clients. The Fund Financial & Regulatory Reporting Analyst will support the Global Fund Reporting Team by ensuring the accuracy of financial reports, managing compliance with regulatory requirements, and identifying opportunities for process improvements.

FinanceFinancial Services

No H1B

Responsibilities

Performs analytical review of reports for medium complexity funds for accuracy. Validates results and performs control checks to ensure accurate results from service providers. Resolves data issues or requests for information

Oversees the completion of the group's key deliverables. Reviews selected financial reports for accuracy. Manages dividend and capital gain distribution process and tax reporting functions as assigned. Analyzes financial reports and researches and resolves items that exceed established tolerance levels

Completes fund financial statements and reports for shareholder and regulatory reporting in accordance with local regulatory reporting requirements. Serves as escalation point of contact for the department. Shares knowledge and assists colleagues with problem resolution

Identifies and documents any areas of control gaps. Recommends improvement measures and manages the strengthening and maintenance of the internal control framework

Manages policies and procedures and identifies opportunities for improvement and makes recommendations for process improvements. Ensures controls are implemented and executed to mitigate risk

Develops and maintains broad understanding of regulatory reporting requirements and ensures compliance. Keeps current on global regulatory changes that will affect fund financial statement disclosures and works with third party service providers and auditors to develop and implement changes

Facilitates the fund certification process, including scheduling and preparing necessary certification documents

Participates in special projects and performs other duties as assigned