RBC · 2 days ago
Audit Manager - Wealth and Asset Management
Dallas, TX
Full-time
Onsite
Mid Level
$85K/yr - $145K/yr
3+ years expRBC is a leading bank in the financial sector, seeking an Audit Manager for their Wealth and Asset Management division. The role involves executing audit programs, assessing risks, and communicating results to senior management, while also maintaining a continuous monitoring program.
BankingFinancial ServicesWealth Management
Responsibilities
Execute and evaluates audit test plans for projects of low to medium complexity with a risk-based audit approach
Assess risks and controls, designs comprehensive audit programs, executes audit procedures, analyzes and synthesizes results of testing performed, effectively communicates results to senior management to affect change, and delivers well written audit reports and other forms of communication
Collaborate with other audit groups to effectively plan, integrate and execute audits. Understands fraud, BSA/AML and general IT risks in order to identify and assess key control activities in business processes
Lead and execute continuous monitoring activities periodically for the area assigned. Gathers and evaluates information received from business units and other external/regulatory sources
Support the Audit Director proactively in their ongoing monitoring and discussions with business management
Advise stakeholders on internal control and governance matters and conducts proactive and ongoing risk management discussions with business leaders
Influence key stakeholders to gain buy-in, overcomes challenges and delivers on high priority initiatives, and draws conclusions or makes recommendations based on audit evidence that may involve ambiguity
Qualification
Required
Bachelor's Degree
Minimum of 3 years of audit or related experience in banking operations, compliance, and/or risk management activities
Minimum 1 year of experience conducting internal audits within financial institutions
Preferred
Relevant professional certifications (CPA, CIA, CISA, CISSP, CAMS, CFE)
Benefits
401(k) program with company-matching contributions
Health, dental, vision, life, disability insurance
Paid-time off
Company
RBC
Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance.
10001+ employees
H1B Sponsorship
RBC has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (29)
2024 (17)
2023 (3)
2022 (4)
2021 (1)
2020 (2)
Funding
Current Stage
Public CompanyTotal Funding
$16.3B2025-10-30Post Ipo Debt· $5B
2025-09-15Post Ipo Debt· $1.35B
2025-07-10Post Ipo Debt· $177.74M
Leadership Team
Graeme Hepworth
Chief Risk Officer
Kelly Bradley
Chief Human Resources Officer
Recent News
Private Capital Journal
2026-01-09
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