Manager, SEC Reporting - Hybrid jobs in United States
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Raymond James · 1 day ago

Manager, SEC Reporting - Hybrid

Raymond James is a financial services firm, and they are seeking a Manager for SEC Reporting. The role involves managing the preparation of SEC filings, conducting complex accounting research, and collaborating with auditors while ensuring compliance with GAAP and SEC requirements.

BankingFinancial ServicesInformation TechnologyInsuranceWealth Management
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Growth Opportunities
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H1B Sponsor Likelynote

Responsibilities

Manages the preparation of SEC filings (10-Q, 10-K and 8-K, including XBRL) including management discussion and analysis, description of business, financial statements including footnotes and supporting schedules
Researches and evaluates the effect of new accounting and SEC pronouncements. Develops and assists in the implementation of new accounting requirements
Reviews existing and potential accounting policies for consistency and compliance with Generally Accepted Accounting Principles (GAAP) and SEC requirements
Manages the preparation of quarterly external reporting releases, including quarterly earnings release and supplement, while supporting preparation of quarterly external presentation
Manages the preparation of quarterly financial package to senior management
Supports the Investor Relations team in the preparation of investor presentations and information for the Board of Directors
Provides guidance and expertise to support preparation of monthly operating releases, 8-K filings, and proxy
Reviews accounting memos and work done by others in the financial reporting department
Supervises SEC Reporting senior associates and staff
Manages relationships with, and assists, internal and external auditors in the review of quarterly and annual financial information and provides additional information as needed
Recommends solutions to extremely complex accounting problems
Coordinates implementation, maintenance, and enhancement of systems and tools used to support SEC filings and internal reporting
Recommends process improvements to increase efficiency in processing or analyzing financial information
Reviews SEC filings of entities in our peer group and provides recommendations for any changes in our filings based upon these reviews
Instructs and trains others on the disclosures associated with policies approved by the Accounting Policy Committee, Disclosure Committee, or management as needed
Performs other duties and responsibilities as assigned

Qualification

SEC reportingGenerally Accepted Accounting Principles (GAAP)Advanced accounting conceptsAccounting software packagesFinancial statement analysisResearching GAAP & SEC issuesSupervisory skillsCustomer serviceTraining othersCommunication skillsProblem-solving

Required

Bachelor's Degree (B.A.) in accounting and a minimum of six (6) years of experience with preparing and analyzing financial information
Certified Public Accountant (CPA) designation
SIE may be required provided that an exemption or grandfathering cannot be applied
Series 99, or ability to obtain within 120 days (as required by FINRA), may be required depending on assigned functional area
SEC reporting; including 10-K, 10-Q, 8-K and XBRL
Generally Accepted Accounting Principles (GAAP)
Advanced accounting concepts, practices and procedures
Accounting software packages
Ability to work additional hours during preparation of SEC filings
Ability to implement changes to standard procedures when required by specific situations and circumstances
Ability to work independently, make decisions and suggest resolutions to complex accounting problems
Ability to communicate effectively, both orally and in writing, with all organizational levels, including senior management
Ability to explain or clarify financial information to all levels of management
Ability to provide training to others
Ability to organize, manage and track multiple detailed tasks and assignments with frequently changing priorities in a fast-paced work environment
Ability to supervise, instruct and develop SEC Reporting senior associates and staff
Ability to provide a high level of customer service

Company

Raymond James

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Raymond James provides a range of investment banking services focused on the telecommunications and communications sectors.

H1B Sponsorship

Raymond James has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2023 (1)

Funding

Current Stage
Public Company
Total Funding
$1.5B
2025-09-09Post Ipo Debt· $1.5B
1983-07-01IPO

Leadership Team

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James Sickling
COO - Fixed Income
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Eric Lauzon
SVP Growth & Development, Private Client Group
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Company data provided by crunchbase