Stifel Financial Corp. · 1 day ago
Internal Audit Associate
Stifel Financial Corp. is a global wealth management and investment banking firm with over 130 years of experience. The Internal Auditor role involves assisting with operational, financial, and compliance audits to evaluate the effectiveness of the organization's governance and internal controls, while working under the supervision of management.
BankingFinanceFinancial Services
Responsibilities
Assist with collecting and analyzing data to detect deficient controls, duplicated effort, extravagance, fraud or non-compliance with laws, regulations and management policies
Assist with inspecting records, documents and systems for efficiency, effectiveness and use of accepted procedures
Assist with examining records to ensure proper recording of transactions and compliance with laws and regulations
Assist with examining and evaluating financial and information systems for system reliability and data integrity
Assist with examining the systems and processes established by the organization to ensure compliance with policies, procedures, laws and regulations that could have a significant impact on operations and reports and whether the organization is in compliance
Assist with examining the accuracy, reliability, timeliness, and integrity of financial and operating information, along with the means used to identify, measure, classify, and report such information
Assist with reporting audit results to senior members of the audit group
Qualification
Required
Demonstrated integrity in work and behavior
An impartial and unbiased attitude when performing audit services and making decisions
General working knowledge of standard concepts and practices of internal auditing, particularly the Institute of Internal Auditors' (“IIA” or the “Institute”) International Professional Practices Framework (“IPPF”), including the Global Internal Audit Standards (“Standards”) and Topical Requirements
Strong analytical skills and critical thinking with the ability to use logic and reasoning to identify the strengths and weaknesses of alternative solutions, conclusions, or approaches to problems
Ability to identify complex problems and review related information to develop and evaluate options and implement solutions
Demonstrated understanding of basic risk and internal control concepts
Knowledge of finance and accounting principles and practices, the financial markets, banking, and the analysis and reporting of financial data
Minimum Required: Bachelor's degree in accounting, finance, business administration or related field
Minimum Required: 0+ years' of experience in internal audit, accounting or related business or regulatory experience
Minimum Required: None
Proficient using software applications including query tools, databases, spreadsheets, word processing and presentation software (MS Office 365, Visio, etc)
Benefits
Health, dental and vision care
401k
Wellness initiatives
Life insurance
Paid time off
Company
Stifel Financial Corp.
Established in 1890, Stifel, Nicolaus & Company, Incorporated is one of the nation’s premier full-service financial services firms, providing brokerage, trading, investment banking, investment advisory, and related services to individual investors, professional money managers, businesses, and municipalities through more than 400 locations across the U.S.
H1B Sponsorship
Stifel Financial Corp. has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (16)
2024 (4)
2023 (5)
2022 (5)
2021 (6)
2020 (5)
Funding
Current Stage
Public CompanyTotal Funding
unknown1993-01-08IPO
Leadership Team
Recent News
2025-11-11
2025-11-11
2025-11-11
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