StoneX Group Inc. · 1 day ago
Compliance Onboarding Associate
Miami, FL
Full-time
Onsite
New Grad, Entry LevelStoneX Group Inc. is a global financial services firm with a focus on innovation and client connection. The Compliance Onboarding Associate is responsible for the compliance review and approval of new customer account applications, ensuring KYC records are complete and addressing onboarding questions.
FinanceFinancial ServicesIntellectual Property
Responsibilities
Reviews documentation and approves or denies new customer’s applications for the following divisions: FCM, SXM and Gain divisions
Responsible for ensuring a smooth process in handling all aspects of onboarding a new customer
Ensures completion of the client due diligence process during onboarding and ensures KYC (Know Your Customer) requirements are completed previous approval of new accounts
Communicate inconsistencies between the application packet and supporting documentation received, to front office personnel
Identifies and escalates potential KYC concerns to AML and Legal Teams during onboarding and ongoing review processes
Conducts analysis on the ownership structure of prospective customers via publicly available source or company documentation to meet full KYC due diligence
Partners with internal teams to ensure regulatory reviews on all prospective customers are performed
Responds to queries regarding the status of specific account applications during the review/approval process
Coordinates closely with cross-functional areas including operations, legal, sales & trading, and senior management to provide training to front office personnel on customer due diligence and KYC requirements
Participate in projects within Unit to enhance the client on-boarding experience
Identifies potential areas for enhanced processing and automation of manual processes during onboarding
Assists in the development and improvement of policies and procedures for the Onboarding team
Assists with ad-hoc projects and reviews as needed
Maintains prompt and regular attendance
This list of duties and responsibilities is not intended to be all-inclusive and can be expanded to include other duties or responsibilities that management deems necessary
Qualification
Required
Bachelor's degree in business, finance or related field or equivalent work experience
Must be located in or willing to relocate to Miami, FL
Candidates graduating after December 2025 will not be considered
Effective communication skills - oral and written, with an emphasis on customer service
Strong critical thinking and analytical skills with high attention to detail
Adaptable to change in a highly regulated industry
Proficiency in Microsoft Office 365 applications
Company
StoneX Group Inc.
Connection isn't just something we provide—it's who we are. StoneX Group Inc.
Founded in 1981
1001-5000 employees
H1B Sponsorship
StoneX Group Inc. has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (18)
2024 (14)
2023 (27)
2022 (15)
2021 (19)
2020 (4)
Funding
Current Stage
Public CompanyTotal Funding
$1.18B2025-06-23Post Ipo Debt· $625M
2024-02-15Post Ipo Debt· $550M
2003-01-10IPO
Leadership Team
Glenn Stevens
CEO
Sean O'Connor
Chief Executive Officer
Recent News
FX News Group
2026-01-07
2025-12-16
Company data provided by crunchbase