Arta Finance · 1 month ago
Investment Advisor/Financial Planner
Bay Area
Full-time
Onsite
Mid, Senior Level
$110K/yr - $300K/yr
5+ years expArta Finance is a technology-driven company focused on improving financial management through innovative solutions. They are seeking a client-centered Investment Advisor to support U.S. clients in developing sophisticated financial plans and managing portfolios across multiple asset classes.
Responsibilities
Meet with clients to understand their financial goals, risk tolerance, investment horizon, tax and estate considerations, and overall financial situation
Develop tailored financial plans and multi-asset portfolio construction strategies (including equities, fixed income, alternatives, structured products) aligned with client objectives
Manage clients’ portfolios, including implementation and execution of investment strategies, ongoing monitoring, periodic reviews, and adjustments as needed to meet plan goals
Educate clients on investment options, asset allocation, portfolio risks, performance, and market outlooks. Develop market and investment content
Build relationships with members: Build and maintain strong member relationships through meetings, answering messages, providing exceptional service, and addressing their financial concerns
Stay current with capital markets trends, economic developments, regulatory changes, investment product innovations, and competitor offerings to provide informed recommendations
Ensure all advisory activities comply with relevant regulatory requirements and uphold fiduciary standards
Collaborate with internal stakeholders (operations, compliance, product, research) to support seamless service delivery, streamline processes, and enhance client experience
Product Knowledge and Training: Have a deep understanding of Arta’s offering and tools, while staying up to date on our training
Qualification
Required
Hold the necessary securities qualifications for Investment Adviser Representative (IAR) registration — such as Series 65, Series 7 + Series 66, or an approved designation like CFP®, CFA®, or ChFC®
Able to register as an IAR within the first 3 months of employment if not already registered
Have no disqualifying criminal, regulatory, or securities-related history
Minimum 5 years of experience delivering comprehensive financial plans, including retirement planning, wealth accumulation strategies, tax-aware investing, and estate considerations
Knowledge of life insurance and annuities a strong plus
Analytical mindset with the ability to take market, economic, and financial data and translate it into actionable client recommendations
Strong ethical judgment, professionalism, and commitment to acting in a fiduciary capacity
Strong understanding of portfolio construction, asset allocation, risk management, and multi-asset investment strategies
Ability to create strong relationships and trust through an online remote environment
Benefits
A competitive salary and benefits package, with ample opportunities for growth and advancement
Robust health insurance offering for you and your family
High deductible health plan available with health savings account contribution
20 weeks of parental leave
15 days PTO annually
Company
Arta Finance
Arta is an AI-driven wealth and financial technology company headquartered in the United States and Singapore.
51-200 employees
H1B Sponsorship
Arta Finance has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (2)
2024 (2)
2023 (5)
Funding
Current Stage
Growth StageLeadership Team
Felix Lin
Co-Founder
Natascha Martens
Partnerships
Recent News
2025-05-08
The Fintech Times
2025-04-04
Company data provided by crunchbase