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MUFG · 2 hours ago

Global Financial Crimes Technology Advisory, Risk & Controls - Vice President

Irving, TX

Full-time

Hybrid

Mid, Senior Level

$110K/yr - $160K/yr

7+ years exp

Mitsubishi UFJ Financial Group (MUFG) is one of the world’s leading financial groups, seeking a Vice President for their Global Financial Crimes Division. The role involves developing and maintaining governance documentation for compliance programs and providing advisory support to ensure compliance with financial crimes regulations.

Financial Services

Responsibilities

Development and maintenance of governance documentation including Standards, frameworks, procedures and guidelines establishing requirements and governance practices over systems used to support financial crimes and compliance program activities

Provide governance, oversight and advisory support to global, regional and local team members ensuring that appropriate governance is maintained over Fin Crime and Core Compliance systems

Ensure activities and deliverables required as part of the governance program are conducted appropriately, timely and are well documented

Provide internal control advisory support to GFCD Technology and business partners on development activities, ongoing processes, and emerging risks

Proactively identify potential risk and control issues; develop and effectively communicate sustainable solutions; direct and implement as appropriate

Coordinate vendor management activities for GFCD Technology and Innovation engagements

Maintain records for governance documentation

Collaborate with other Global and regional colleagues in developing strategies and driving initiatives supporting the GFCD Technology program and business partners

Assist Global colleagues to develop and implement control improvements

Manage requests for information from examiners, auditors, and internal compliance testing teams, coordinate with subject matter stakeholders to collect, review, and submit responses

May be assigned to lead initiatives/projects supporting governance over FCC/CC systems

Qualification

Financial Crimes experienceCompliance program developmentInternal controls knowledgeVendor risk assessmentsAudit management experienceMS Excel proficiencyPowerPoint proficiencyAnalytical skillsProcess-oriented mindsetWritten communication skillsVerbal communication skillsLeadership skillsCollaborative skillsProblem-solving skills

Required

Bachelor's Degree or equivalent work experience in compliance, legal or risk functions

7 years of financial crimes experience

Ability to apply technical understanding to practical problems, to recognize issues and to effectively communicate a course of action

Ability to translate AML/BSA and Sanctions compliance concepts to system functionality and/or business process

Experience working in a global, dynamic environment, the ability to work independently under tight time constraints and the ability to multitask across simultaneous initiatives

Proven excellence in problem solving in a complex, demanding, and fast paced environment

Self-starter with strong collaborative, analytical, written, and verbal communication skills

Process oriented, ability to apply good judgement and negotiating skills and to work across all levels

Strong interpersonal, collaborative and leadership skills

Advanced MS Excel and PowerPoint skills

Experience in compliance, legal or risk functions