Daiwa Capital Markets America Inc. · 1 month ago
Operational Risk Analyst
New York, NY
Full-time
Onsite
Senior Level
$105K/yr - $115K/yr
5+ years expDaiwa Capital Markets America Inc. is a registered securities broker-dealer based in New York, focusing on sales and trading of equities and fixed income instruments. They are seeking an Operational Risk Analyst to join their Operational Risk Management team, responsible for implementing and delivering risk management processes and collaborating with stakeholders on risk-related initiatives.
BankingCommercialCommunitiesFinanceFinancial Services
Responsibilities
Assist with ongoing development, rollout and maintenance of the Operational Risk and TPRM Programs
Perform third party risk assessment during onboarding and for periodic reviews
Work with the first line of the defense (1LoD) to develop KRIs, and monitoring for elevated risks
Assist the 1LoD with operational incident reporting, conducting incident root cause analysis and reporting to management
Assist business managers to perform Risk and Control Self-Assessments and reviewing the responses
Maintain strong relationships with business management and providing risk training
Develop risk reporting and dashboards to meet the needs of business management and ORM
Identify and document potential risks associated with the operational processes across the firm including trading and operations
Qualification
Required
Bachelor's degree, preferably in a business-related subject
5+ years of experience in operational risk and/or third party risk management
Hands on experience of Operational Risk processes (e.g. RCSA, KRI, Incident/Issues Management, Scenario Analysis, and risk reporting)
Financial services industry experience, preferably in the broker/dealer or banking sectors
Strong organizational, documentation, analytical, presentation, and communication skills (written and verbal)
Strong analytical approach and a focus on bringing new ideas to increase efficiency/ automation
Experience using and administering eGRC systems
Preferred
Risk management certification preferred (e.g. CRISC)
Benefits
Competitive Benefits Package (Medical, Dental and Vision)
Ancillary Insurance (Basic Life Insurance, AD&D Insurance, and Short & Long-term Disability)
Flexible Spending and Health Savings Accounts (FSA and HSA)
Employee Assistance Program (EAP)
Comprehensive health and wellness benefits
Parental Leave
Family building benefits
401(k) with company match
Paid Time Off and holidays
Professional development, educational assistance and training programs
Community Engagement Programs
Company
Daiwa Capital Markets America Inc.
Daiwa Capital Markets America Inc. (“DCMA”), was incorporated in 1964.
201-500 employees
Funding
Current Stage
Growth StageLeadership Team
Benjamin Genek
Chief Risk Officer
Brian McQuade
Chief Administrative Officer
Recent News
2026-01-09
MarketScreener
2025-09-01
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