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Northwestern Mutual · 1 month ago

Investment and Planning Associate

Edina, Minnesota, United States

Full-time

Hybrid

Entry, Mid Level

$60K/yr - $70K/yr

2+ years exp

Northwestern Mutual is a wealth management firm dedicated to creating clarity for clients in achieving financial security. The Investment and Planning Associate is responsible for overseeing investment management services, maintaining client communication, and ensuring efficient operations within the practice.

AdviceConsultingEmployee BenefitsFinanceFinancial ServicesInsuranceLife InsuranceWealth Management

H1B Sponsor Likely

Responsibilities

Open and track new investment accounts

Assist clients with service on existing investment account maintenance

Prepare and process investment/advisory paperwork for implementation

Manage asset movement, including deposits, withdrawals, transfers, rollovers, Roth conversions, trades etc

Track potential rollover opportunities

Oversee the financial planning software output, (PX/RD Plans), and build client recommendations

Prepare and review performance reports in Envestnet, Morningstar and broker dealer software, etc. prior to client meetings

Participate in client meetings for financial or investment plan implementation when appropriate

Manage client communication including correspondence, notes, files, and maintain compliant client records

Keep up to date on software system enhancements, new products & services, and compliance changes/opportunities

Maintain a high level of professionalism while handling confidential and sensitive information

Maintains own personal CE credits and certification, knowing when your licenses expire

Participate in learning opportunities

Qualification

Series 7Series 63Financial services experienceClient Resource ManagementFinancial planning softwareCommunication skillsOrganizational skillsAttention to detailInitiative

Required

Licensure: Series 7 and 63, or ability to gain licensing within 3-6 months of employment

2+ years of experience in the financial services industry, or 1+ years of Northwestern Mutual experience

High sense of urgency, attention to detail, and exceptional organizational skills

Excellent oral and written communication skills

High degree of initiative and autonomy

Demonstrates ability to maintain effective working relationships within the firm and its clients

Preferred

Bachelor's degree preferred

Client Resource Management experience preferred

Benefits

Medical, dental, and vision benefits available

401k Match

Reimbursement for licenses, designations, and continuing education

Company

Northwestern Mutual

Glassdoor3.9

Northwestern Mutual delivers financial security to millions with life, disability income and long-term care insurance, and investments.

Founded in 1857

Milwaukee, Wisconsin, USA

5001-10000 employees

https://www.northwesternmutual.com

H1B Sponsorship

Northwestern Mutual has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

Distribution of Different Job Fields Receiving Sponsorship

Represents job field similar to this job

Trends of Total Sponsorships

2020 (1)