Member of Compliance, TPRM jobs in United States
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Anchorage Digital · 1 month ago

Member of Compliance, TPRM

Anchorage Digital is building the world’s most advanced digital asset platform for institutions to participate in crypto. The Member of Compliance, TPRM role focuses on supporting and enhancing the Third Party Risk Management program, ensuring compliance with regulatory requirements and leading practices in risk assessment.

BlockchainCryptocurrencyFinancial ServicesFinTechSoftware
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Growth Opportunities

Responsibilities

Support the design and enhancement of the Third Party Risk Management program, ensuring alignment with regulatory requirements and industry leading practices
Identify program enhancements in support of emerging risks impacting outsourced products/services
Lead and manage the Third Party Findings Management process across key risk impact categories with specific focus on: weekly, monthly and quarterly status reporting to track findings to closure in partnership with Risk SMEs
Drive the optimization of the Due Diligence and Ongoing Monitoring risk assessment process across regulated and non-regulated Anchorage Digital legal entities
Lead and manage the TPRM Quality Control process across regulated and non-regulated Anchorage Digital legal entities, including maintaining the schedule of reviews to be performed, assessing the status of in-progress reviews, analyzing findings to identify common themes or trends for training and development, documentation and reporting to key stakeholders specific to review closure activities
Assist on various TPRM Projects as needed with minimal supervision required
Manage and enhance Procedures related to the Third Party Findings Management process and support the standardization of findings management across regulated and non-regulated legal entities
Create and manage Procedures related to the Third Party Risk Management Quality Control process and support the implementation of Quality Control across regulated and non-regulated legal entities
Collaborate across the organization to understand business requirements in support of TPRM Program to include regulated and non-regulated legal entities in alignment with TPRM program evolution
Independently create and consistently refine summaries, reports, and governance documentation associated with the Third Party Risk Management Program
Independently and consistently refine summaries, reports and governance documentation to support Third Party Findings Management program evolution
Effectively communicate with stakeholders such as Risk Subject Matter Experts (SMEs) and relevant Relationship Owners and Relationship Managers

Qualification

Third Party Risk ManagementInformation Security assessmentQuality Control processRegulated Financial Institution experienceCommunication skillsCollaboration skills

Required

Regulated Financial Institution experience
Third Party Findings Management experience
Information Security assessment experience
TPRM Quality Control experience

Preferred

You previously directly worked with Financial Service regulators to include Office of the Comptroller of the Currency (OCC), New York Department of Financial Services (NY DFS), Federal Financial Institutions Examination Council (FFIEC), Monetary Authority of Singapore (MAS), and other regulatory bodies
You were emotionally moved by the soundtrack to Hamilton, which chronicles the founding of a new financial system

Company

Anchorage Digital

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Anchorage Digital is a regulated crypto platform that provides institutions with integrated financial services and infrastructure solutions.

Funding

Current Stage
Late Stage
Total Funding
$487M
Key Investors
Kohlberg Kravis RobertsGICBlockchain Capital
2021-12-15Series D· $350M
2021-02-25Series C· $80M
2019-07-10Series B· $40M

Leadership Team

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Nathan McCauley
Co-Founder and CEO
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Diogo Mónica
Co-Founder and Executive Chairman
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Company data provided by crunchbase