Bank OZK · 1 day ago
Director of Compliance-Testing
Little Rock, AR
Full-time
Onsite
Senior Level, Lead/Staff
8+ years expBank OZK is a nationally recognized leader in financial services with over 120 years of banking experience. The Director of Compliance-Testing is responsible for overseeing compliance testing activities, ensuring adherence to laws and regulations, and managing a team of compliance professionals.
BankingFinanceFinancial Services
Responsibilities
Responsible for leading the development of a risk-based compliance testing program to assure compliance with laws and regulations applicable to the financial institution
Conducts risk based planning for annual compliance testing schedule and presents plan for approval
Provides administration to oversee the successful execution of compliance testing program objectives
Manages the development of compliance testing scripts which correspond to associated regulatory requirements
Recruits, develops and supervises a team of knowledgeable compliance testing professionals
Demonstrates significant expertise and understanding of regulatory expectations for federally insured banks supervised by the FDIC and CFPB
Supports the ongoing development of programs, policies, procedures, and training for compliance testing activities designed and executed to support an effective Compliance Management System and to advise the Board and Senior Management with timely, relevant views of compliance risk
Maintains productive engagement models with executive-level management to advise and escalate issues and observed risk migration
Reports compliance testing findings and recommendations to appropriate management based on the results of executed compliance testing engagements
Acts independently and collaboratively across functional lines to influence results
Collaborates with examiners in their audit/examination process
Oversees assigned Compliance staff; assigns work and performs ongoing performance evaluations of assigned staff
Provides ongoing compliance training for testing officers and employees, as necessary
Manages, trains, and mentors Compliance employees of varying experience and ability
Regularly exercises discretion and judgment in the performance of essential job functions
Maintains good punctuality and attendance to work
Follows Bank policy, procedures and guidelines
Qualification
Required
Bachelor degree or commensurate work experience required
Minimum of eight (8) years of work experience in positions of increasing responsibility focused on financial services regulatory compliance required
Comprehensive knowledge of bank compliance management systems
Knowledge of banking regulations and supervisory guidance related to consumer protection and general bank operations
Ability to communicate effectively both verbally and in producing succinct compliance testing final reports
Knowledge of bank products and services
Ability to demonstrate effective organization, critical thinking, analytical and problem-solving skills
Ability to demonstrate effective research skills
Ability to work without close supervision
Ability to communicate effectively both verbally and in writing with internal and external clients
Ability to demonstrate effective presentation skills for Executive-level reporting and advisement
Ability to maintain confidentiality
Ability to manage multiple tasks with exacting deadlines in a fast-paced environment
Ability to use specialized software related to the job
Ability to demonstrate initiative to accomplish work objectives
Ability to work extended hours
Ability to travel on company business; some occasional overnight travel
Ability to demonstrate effective time management skills
Skill in using computer and Microsoft Office, including Outlook, Word, Excel, and PowerPoint
Preferred
Prior experience interacting directly with federal banking supervisory agencies preferred
Certified Regulatory Compliance Manager (CRCM) preferred
Significant transaction testing/internal audit oversight and execution experience preferred
Benefits
Generous PTO
401(k) matching
Health, dental, vision (and pet!) insurance
Special perks and discounts
Company
Bank OZK
Bank OZK provides banking services including savings account, loans, debit, and agricultural lending.
1001-5000 employees
H1B Sponsorship
Bank OZK has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (24)
2024 (13)
2023 (10)
2022 (21)
2021 (14)
2020 (5)
Funding
Current Stage
Public CompanyTotal Funding
unknown1997-07-17IPO
Leadership Team
Eric Munson
Senior Vice President, government and institutional banking
Recent News
2026-01-07
2026-01-07
2025-12-26
Company data provided by crunchbase