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Morgan Stanley · 1 day ago

Internal Audit Director - Wealth Management (Integrated Firm Management)

New York, NY

Full-time

Onsite

Mid Level

$108K/yr - $155K/yr

4+ years exp

Morgan Stanley is an industry leader in financial services, known for mobilizing capital to help governments, corporations, institutions and individuals around the world achieve their financial goals. The Internal Audit Division seeks a Business Auditor to assess the quality and effectiveness of internal controls, focusing on risk management and governance systems.

Asset ManagementFinanceFinancial ServicesLending

Responsibilities

Help identify risk and impact to relevant coverage area to prioritize areas of focus

Execute and lead aspects of assurance activities (e.g., audits, continuous monitoring, closure verification) to assess risk and formulate a view on the control environment

Facilitate conversations with stakeholders on risks, their impact and how well they are managed in a clear, timely and structured manner

Assist in managing multiple deliverables in line with team priorities

Solicit and provide feedback and participate in formal and on-the-job training to further develop self and peers

Qualification

Audit principlesRisk managementData governanceRelevant certificationsInclusive behaviorsStakeholder communicationAnalytical skills

Required

Understanding of business line and key regulations relevant to coverage area

Strong understanding of audit principles, methodology, tools, and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring)

Ability to identify and analyze multiple data sources to inform point of view

Ability to ask meaningful questions, understand various viewpoints and adapt messaging accordingly

A commitment to practicing inclusive behaviors

Generally, we would expect to find the skills required for this role in individuals with at least 4-6 years' relevant experience

Understanding of cross-divisional risk dynamics, including the ability to assess and challenge control frameworks supporting integrated business strategies, data governance, and conflicts of interest across multiple legal entities and business units