The Voleon Group · 1 day ago
Operational Risk & Audit Manager
United States
Full-time
Remote
Senior Level, Lead/Staff
$210K/yr - $210K/yr
8+ years expThe Voleon Group is a technology company specializing in AI and machine learning for finance, seeking an Operational Risk & Audit Manager. This role focuses on enhancing financial operations and establishing audit frameworks to support the company's growth, with responsibilities including executing audits and assessing key controls.
Financial ServicesVenture Capital
Responsibilities
Contribute to the internal audit charter, audit universe, and multi‑year risk‑based plan; keep working drafts current as the business evolves
Plan and execute scoped audits with oversight: scoping, walkthroughs, control design assessment, testing, reporting, and remediation follow‑
Deploy expertise in management‑company finance by considering select areas: monthly/quarterly close (recons, journals, flux), GL integrity, consolidation, intercompany activity, treasury, AP/AR, payroll, corporate card/expense management, vendor onboarding through lifecycle, and procurement; produce well‑structured workpapers and practical recommendations
Lay the foundation for fund‑side coverage, including the following: document process flows and key controls for NAV and performance calculation, valuation/pricing sources, trade capture through settlement, daily cash/position reconciliations, fee accruals and incentive allocations, investor subscriptions/redemptions, fund‑expense policies and caps; build baseline checklists and administrator‑oversight procedures for future deep dives
Lay the foundation for international coverage including the following: map entities and currencies; inventory statutory close/audit calendars; compile and maintain transfer‑pricing and intercompany service‑agreement documentation; create trackers for withholding and FX translation approach; coordinate with legal/tax and local advisors; flag areas for later, deeper audit
Review revenue processes specific to asset managers (management fees, incentive fees/allocations, intercompany settlements) and related items
Assess expense‑allocation controls between funds and the management company and the supporting documentation and policies
Test systems and data flows across ERP, HRIS, expense, and billing platforms; verify access controls, change management, and segregation of duties
Qualification
Required
8-10 years of experience in internal audit or public accounting (external audit); asset‑management/hedge‑fund exposure or Big Four experience serving them highly preferred
Deep understanding of GAAP for asset managers and setup of fund structures, fee mechanics, and expense allocations
Benefits
Medical, dental and vision coverage
Life and AD&D insurance
20 days of paid time off
9 sick days
401(k) plan with a company match
Company
The Voleon Group
The Voleon Group is a family of companies committed to the development & deployment of cutting-edge technologies in investment management.
201-500 employees
H1B Sponsorship
The Voleon Group has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (2)
2024 (2)
2023 (3)
2022 (4)
2021 (1)
2020 (1)
Funding
Current Stage
Growth StageLeadership Team
Jon McAuliffe
Chief Investment Officer and Co-founder
Prem Gopalan
Chief Technology Officer
Company data provided by crunchbase