Trading Operations Associate jobs in United States
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Kraken · 1 month ago

Trading Operations Associate

Kraken is a mission-focused company rooted in crypto values, aiming to accelerate the global adoption of crypto. The Trading Operations Associate will play a critical role in supporting trade execution, operational processes, and regulatory compliance while ensuring a first-class client experience.

BitcoinBlockchainCryptocurrencyEthereum
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Growth Opportunities

Responsibilities

Perform trade and position reconciliation to ensure accurate reporting and readiness for trading activities by clearing trade discrepancies
Ensure that daily settlements are complete by working with the operations team, finance & treasury, and our clearing and custody broker
Work with clearing firm to resolve service issues, identify processing gaps and systemic issues
Work with the compliance team to execute the firm's supervisory policies and procedures
Manage corporate action processing, such as dividends and stock splits, ensuring accurate reflection in client accounts
Complete regulatory reporting tasks, including CAT reporting, rule 606, and best execution analysis
Assist with operational compliance, finance, and new product initiatives
Continually seek out and implement efficiencies and process improvements. Actively analyze problems and implement corrective action
Assist with regulatory inquiries and exams, including document and data retrieval
Perform periodic enhanced reviews, specifically related to trade reporting

Qualification

Series 7Brokerage operations experienceRegulatory compliance knowledgeOperational tools proficiencyAnalytical skillsProblem-solving skillsCommunication skillsWork independently

Required

Must have Series 7
4-5 years brokerage operations, trade support, or financial services experience
Understanding of operational controls and regulatory compliance standards
Ability and willingness to cover other shifts as needed
Proficiency with operational tools, third-party clearing arrangements & systems, and productivity platforms (Slack, G-Suite, etc.)
Strong analytical, problem-solving, and communication skills
Ability to work independently, manage multiple tasks, and operate under time-sensitive conditions

Company

Kraken is a global cryptocurrency exchange platform that allows users to buy, sell, and trade digital assets securely.

Funding

Current Stage
Late Stage

Leadership Team

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David Ripley
CEO
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Trevor Rutar, MBA
Chief Executive Officer and Managing Director of Kraken Bank
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Company data provided by crunchbase