Office Hours · 1 day ago
Associate / Senior Associate - Compliance Operations
Office Hours is a knowledge-sharing platform and tech-focused expert network. As a Compliance Operations Associate, you will be instrumental in building client compliance programs, partnering closely with the Head of Compliance and other stakeholders to develop and manage processes that drive efficiency and impact.
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Responsibilities
Maintain standards for expert profiles via call and project review to ensure that expert quality and call content comply with Office Hours’ and client compliance policies and regulatory requirements
Partner with the Client Solutions team to support customers across venture capital, private equity, hedge funds, consulting firms, healthcare and bio firms, and emerging growth companies
Monitor projects to both anticipate and mitigate potential compliance risks
Create and maintain tracking systems for key compliance documentation, including internal policies, product settings, and process requirements
Drive cross-departmental initiatives to ensure compliance and regulatory requirements are met
Design and facilitate in-person and digital compliance training programs for our Client Solutions teams
Collaborate with the product, engineering, and management teams to continuously improve the Office Hours platform
Establish and implement new policies and network guidelines internally and across our network
Partner with legal and compliance leaders across client accounts to implement policies and processes, maintain standards, and solve problems as they arise
Working closely with the Head of Compliance, lead company-wide initiatives to improve and maintain network quality and company compliance
Qualification
Required
2-5 years of professional work experience as Compliance Operations, Compliance Associate, Legal Assistant, Paralegal or related roles
You are resourceful and high-agency. You are driven by solving problems, and no problem is too big or too small to inspire action
You are intellectually curious, and in all situations you seek to understand root causes and nuance
You are detail-oriented and organized. You can build tight, scalable processes, and have the ability to bring structure to fast-moving information flows
You are collaborative, have strong communication skills and love to think on your feet
4-10 years of relevant professional work experience. Relevant roles may include those working across Compliance, Operations, Legal, Trust & Safety or similar functions
Experience taking end-to-end ownership of projects, including accountability for metrics, cross-functional requirements, and deadlines
Experience working in highly-regulated industries or experience in a dedicated Compliance role at an expert network or research provider
Preferred
Prior experience working at a startup
Prior experience in operational roles, which may include supporting legal, compliance, risk management, and trust & safety departments
Familiarity with venture capital, private equity, hedge fund, and other regulated financial industries
Benefits
Competitive salary & stock options
Healthcare, dental, and vision coverage
Wellness/fitness benefit
Flexible vacation time, regular company holidays
Company retreats (Tahoe, Maui, Mendocino, Mexico City)
Parent-friendly, remote work, and paid family leave
Target equity + benefits (including medical, dental, vision and 401(k))