Manager, Investment Compliance - Credit & Private Investments | New York (hybrid) jobs in United States
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Origin Staffing · 3 weeks ago

Manager, Investment Compliance - Credit & Private Investments | New York (hybrid)

Origin Staffing is a leading global investment platform with over $100B in assets under management, seeking an Investment Compliance Manager to join its New York office. This high-visibility role involves supporting the firm’s private credit and investment activities while partnering closely with investment professionals.

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Hiring Manager
Jared Weber
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Responsibilities

Serve as part of the firm’s Control Room : conflicts clearance, wall-crossing, restricted list oversight, and MNPI management
Review and negotiate deal-related NDAs and support transaction onboarding
Partner with investment teams on pipeline activity, identifying and mitigating conflicts across public and private markets
Support integration of compliance technology platforms and data migration
Contribute to regulatory analysis, policy updates, and broader compliance initiatives

Qualification

JDCompliance experienceControl room exposureCapital markets understandingMNPI managementAmbitiousMotivatedDetail-oriented

Required

JD required (to manage NDA execution and legal issue spotting)
2–6 years of relevant compliance or legal experience, ideally with control room exposure at an investment bank
Strong commercial understanding of deals, structures, and capital markets; more important than pure 'check-the-box' compliance
Experience handling MNPI/conflicts processes and familiarity with deal onboarding
Ambitious, detail-oriented, and motivated to grow within a buy-side environment

Company

Origin Staffing

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Origin Staffing provides recruiting services for the finance and accounting sectors.

Funding

Current Stage
Early Stage
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